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\author{William Stein}
\title{Hecke Algebras and Modular Forms:\\
       Notes derived from Ribet's 1996 Berkeley grad. course.}

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{\bfseries Disclaimer: }
These notes record some of what I saw in Ken Ribet's course 
on Modular Forms and Hecke Operators given at U.C. Berkeley during 
the Spring semester 1996. They are still {\em very rough}
as I wrote them during my first semester of graduate school before 
I knew any real mathematics. 

The participants in the course were: 
Amod Agashe,
Matt Baker,
Jim Borger,
Kevin Buzzard,
Bruce Caskel,
Robert Coleman,
Jan\'{o}s Csirik,
Annette Huber,
David Jones,
David Kohel,
Loic Merel,
David Moulton,
Andrew Ogg,
Arthur Ogus,
Jessica Polito,
Ken Ribet,
Saul Schleimer,
Lawren Smithline,
William Stein,
Wayne Whitney, and
Hui Zui.

I wish to thank David Moulton, Joe Wetherall, and Kevin Buzzard who 
helped me in preparing these notes, Arthur Ogus who asked
a lot of stimulating questions during the class, and of course
Ken Ribet who sees clearly.

William Stein, Spring 1996, Berkeley, CA, {\tt was@math.berkeley.edu}

%% Lecture 1, January 17

The main objects of study in this course are:
\item Modular Forms 
\item Hecke Algebras
\item Modular Curves\index{modular curves}
\item Jacobians\index{Jacobian}
\item Abelian Varieties

\section{Two Dimensional Galois Representations}

\index{Galois representations}
The geometric objects of study are elliptic curves and more generally
algebraic curves of arbitrary genus. These in turn give rise via the
Jacobian construction to higher dimensional
abelian varieties. These geometric objects in turn give rise to 
Galois representations.

When studying elliptic curves, the natural tool in the characteristic 
zero situation is to present the elliptic curve as 
$\bC/\sL$ for some lattice $\sL$ in $\bC$. 
To construct $\sL$ fix a non-zero holomorphic differential $\omega$ 
of $E$ over $\bC$ and construct $\sL$ as 
\bigg\{\int_{\gamma} \omega \quad \bigg| \quad \gamma\in H_1(E(\bC),\bZ)\bigg\}.

\subsection{Finite Fields (Weil, Tate)}
In the 1940's, Weil study the analogous situation for 
elliptic curves defined over a finite field $k$. He desperately
wanted to find an algebraic way to describe the above correspondence.
He was able to find an algebraic definition of 
$\sL/n\sL$, where $n\geq 1$ and $(n,\Char k)=1$, which is as follows.
Let $E[n]=\{P\in E(\overline{k}) : nP = 0\} = (\frac{1}{n} \sL) / \sL 
\isom \sL / n \sL$. 

Now fix a prime $\ell$, we let
$E[\ell^\infty]=\{P\in E(\overline{k}) : \ell^{\nu}P = 0, \text{ some } 
\nu \geq 1\} = \cup_{\nu=1}^{\infty} E[\ell^{\nu}]$. 
Tate obtained an analogous construction by defining a rank 2 free
$\Zl$-module $\Tatel E:=\varprojlim E[\ell^{\nu}]$
(the map from $E[\ell^{\nu}]\into E[\ell^{\nu-1}]$ is multiplication
by $\ell$). 
To see that the rank is $2$, check that
the $\bZ/\ell^{\nu}\bZ$-module structure of $E[\ell^{\nu}]$ is compatible
with the maps $E[\ell^{\nu}]\into E[\ell^{\nu-1}]$). See
\cite{silverman1} (III, 7). 
Then $V_{\ell}(E)=T_{\ell}(E)\tensor\bQ_{\ell}$ is a two dimensional
vector space over $\bQ_{\ell}$. This gives the first
nontrivial example of $\ell$-adic \'{e}tale cohomology. 

\subsection{Galois Representations (Taniyama, Shimura, Mumford-Tate)}
Let $E/\bQ$ be an elliptic curve and $G=\gal(\overline{\bQ}/\bQ)$.
Then $E[n]=\{P\in E(\overline{\bQ}) : nP = 0\} \isom (\bZ / n\bZ)^2$
is acted on by $G$ and this action respects the group operation
so we have a Galois representation
G\xrightarrow{\rho}\aut(E[n])\isom \gl_2(\bZ/n\bZ)
Let $K$ be the fixed field of $\ker \rho$ (note that $K$ is a number
field), then since $\gal(K/\bQ)\isom G/\ker\rho \isom \imag \rho \subseteq 
\gl_2(\bZ/n\bZ)$ we obtain many subgroups of $\gl_2(\bZ/n\bZ)$ as Galois
groups. Shimura\index{Shimura} showed that if we start with the elliptic curve 
E: \quad y^2+y = x^3-x^2
then the image of $\rho$ is often all of $\gl_2(\bZ/n\bZ)$
and the image is ``most'' of $\gl_2(\bZ/n\bZ)$ when $E$
does not have complex multiplication. 

\section{Modular Forms and Galois Representations}

\subsection{Cusp Forms}
\index{cusp forms}
Let $S_k(N)$ denote the space of cusp forms
of weight $k$ and level
$N$ on the congruence subgroup\index{congruence subgroup} $\Gamma_1(N)=\bigl\{\bigl(\begin{smallmatrix}
\end{smallmatrix}\bigr) \in \sl2z : 
a\equiv 1 \pmod N, c\equiv 0 \pmod N, d\equiv 1 \pmod N  \bigr\}$.
Thus $S_k(N)$ is the finite dimensional vector space consisting of
all holomorphic functions $f(z)$ on $\sH=\{z\in\bC : \imag(z)>0\}$
vanishing at $\infty$ and satisfying 
f(\frac{az+b}{cz+d})=(cz+d)^k f(z) \quad\text{for all}
\quad \bigl ( \begin{smallmatrix} a&b\\c&d\end{smallmatrix}\bigr)
\in \Gamma_1(N).
Since, in particular, $f(z)=f(z+1)$ we can
expand $f(z)$ as a $q$-series (this requires rigorous justification)
f(z) = \sum_{n=1}^{\infty} c_n q^n.

A famous example is 
\Delta = q\prod_{n=1}^{\infty}(1-q^n)^{24} = \sum_{n=1}^{\infty} \tau(n) q^n
$\tau$ is called the Ramanujan function.
One now knows that $\tau$ is multiplicative and satisfies
$\Delta$ is a normalized basis for $S_1(1)$. 

\subsection{Hecke Operators (Mordell)}

Mordell defined, for $n\geq 1$, operators $T_n$ on $S_k(N)$ called
{\em Hecke operators}\index{Hecke operator}. 
These proved very fruitful. The set of such
operators forms an ``almost'' commuting family of endomorphisms and
is hence ``almost'' simultaneously diagonalizable. The precise meaning
of ``almost'' and the actual structure of the Hecke algebra 
will be studied in greater detail in the remainder of this course.
Often there will exist a basis of cusp forms $f = \sum_{n=1}^{\infty} c_n q^n  
\in S_k(N)$ so that $f_n$ is a simultaneous eigenvector for all of the 
Hecke operators $T_n$ and, in fact, $T_n f = c_n f$. All of
the $c_n$ will be algebraic integers and the field
$\bQ(c_1,c_2,\ldots)$ will be finite over $\bQ$.

A good claim can be made that the $c_n$ are often interesting integers 
because they exhibit remarkable properties. For example, 
$\tau(n) \equiv \sum_{d|n}d^{11} \pmod {691}$.  How can we study the $c_n$?
How can we interpret the $c_n$? We can do this by studying the connection
between Galois representations and modular forms. In 1968 work was originally 
begun on this by Serre\index{Serre}, Shimura, Eichler and Deligne. 


%% Lecture 2, 1/19/96

\chapter{Modular Representations and Curves}

\section{Arithmetic of Modular Forms}
Suppose $f=\sum_{n=1}^{\infty}a_n q^n$ is a cusp form in $S_k(N)$ which is
an eigenform for the Hecke operators.  Then the Mellin transform associates 
to $f$ the $L$-function $L(f,z)=\sum_{n=1}^{\infty} \frac{a_n}{n^s}$. 
Let $K=\bQ(a_1,a_2,\ldots)$, then one can show that the $a_n$ are algebraic
integers and $K$ is a number field. When $k=2$ Shimura\index{Shimura} 
associates to $f$ an abelian variety $A_f$ over $\bQ$ of 
dimension $[K:\bQ]$ on which $K$ acts (see
theorem 7.14 of \cite{shimura1}). 

\begin{example}[Modular Elliptic Curves]
When all of the coefficients $a_n$ of the modular form $f$ lie in $\bQ$ 
then $[K:\bQ]=1$ so $A_f$ is a one dimensional abelian variety. 
A one dimensional abelian variety of nonzero genus is an elliptic curve. 
An elliptic curve isogenous to one arising via this construction is 
called {\em modular}. 


Elliptic curves $E_1$ and $E_2$ are {\em isogenous} if there is
a morphism $E_1\into E_2$ of algebraic groups, which has a
finite kernel.

The following conjecture motivates much of the theory. 

Every elliptic curve over $\bQ$ is modular, 
that is, isogenous to a curve constructed in the above way. 

For $k\geq 2$ Serre\index{Serre} and Deligne found a way to associate to $f$ a family
of $\ell$-adic representations. Let $\ell$ be a prime number and $K$ be as
above, then it is well known that $K\tensor_{\bQ} \bQ_{\ell}\isom
\prod_{\lambda|\ell}K_{\lambda}$. One can associate to $f$ a representation
unramified at all primes $p\nd \ell N$. 
For $\rholf$ to be unramified we mean that for all primes $P$ lying over $p$, 
the inertia group of the decomposition group at $P$ is contained
in the kernel of $\rholf$. The decomposition group $D_P$ at $P$ is the
set of those $g\in G$ which fix $P$. Let $k$ be the residue
field $\sO/P$ where $\sO$ is the ring of all algebraic integers. 
Then the inertia group $I_P$ is the kernel of the map $D_P\rightarrow 

Now $I_P\subset D_P \subset \gal(\overline{\bQ}/\bQ)$ and
$D_P / I_P$ is cyclic (being isomorphic to a subgroup of the
Galois group of a finite extension of finite fields)
so it is generated by a Frobenious automorphism $\frob_p$ lying over $p$. 
One has
\tr(\rholf(\frob_p))& = a_p\in K \subset K\tensor \bQ_{\ell}\\
\det(\rholf) &= \chi_{\ell}^{k-1}\varepsilon
where $\chi_{\ell}$ is the $\ell$th cyclotomic character and
$\varepsilon$ is the Dirichlet character associated to $f$. 
There is an incredible amount
of ``abuse of notation'' packed into this statement.  First, the Frobenius
$\frob_P$ (note $P$ not $p$) is only well defined in $\gal(K/\bQ)$ 
(so I think an unstated result is that $K$ must be Galois), and 
then $\frob_p$ is only well defined up to conjugacy.  
But this works out since $\rholf$ is
well-defined on $\gal(K/\bQ)$ 
(it kills $\gal(\overline{\bQ}/K)$) and the trace
is well-defined on conjugacy classes 
($\tr(AB)=\tr(BA)$ so $\tr(ABA^{-1})=Tr(B)$).

Let $f\in S_k(N)$, then for all 
$\bigl(\begin{smallmatrix} a&b\\c&d\end{smallmatrix}\bigr)
\in \sl2z$ with $c\equiv 0 \mod{N}$ we have
f(\frac{az+b}{cz+d}) = (cz+d)^k \varepsilon(d) f(z)
where $\varepsilon:(\bZ/N\bZ)^*\rightarrow \bC^*$
is a Dirichlet character mod $N$. If $f$ is an eigenform for
the so called ``diamond-bracket operator'' $\dbd{d}$ so that
$f|\dbd{d} = \varepsilon(d) f$ 
then $\varepsilon$ actually takes values in $K$.

Led $\varphi_N$ be the mod $N$ cyclotomic character so that
$\varphi_N: G \rightarrow (\bZ/N\bZ)^*$ takes $g\in G$ to
the automorphism induced by $g$ on the $N$th cyclotomic
extension $\bQ(\Mu_N)$ of $\bQ$ (where we identify
$\gal(\bQ(\Mu_N)/\bQ)$ with $(\bZ/N\bZ)^*$). 
Then what we called $\varepsilon$ above in the formula 
is really the composition
G\xrightarrow{\varphi_N}(\bZ/N\bZ)^*\xrightarrow{\varepsilon} \bC^*.

For each positive integer $\nu$ we consider the $\ell^{\nu}$th
cyclotomic character on $G$, 
\varphi_{\ell^{\nu}}:G\rightarrow (\bZ/\ell^{\nu}\bZ)^*.
Putting these together gives the $\ell$-adic cyclotomic character

\section{Parity Conditions}

Let $c\in\gal(\overline{\bQ}/\bQ)$ be complex conjugation.
Then $\varphi_N(c)=-1$ so $\varepsilon(c) = \varepsilon(-1)$ and
$\chi_{\ell}^{k-1}(c) = (-1)^{k-1}$. Now let 
$\bigl(\begin{smallmatrix} a&b\\c&d\end{smallmatrix}\bigr)
\bigl(\begin{smallmatrix} -1&0\\0&-1\end{smallmatrix}\bigr)$,
then for $f\in S_k(N)$,
$$f(z) = (-1)^k\varepsilon(-1)f(z)$$ 
so $(-1)^k\varepsilon(-1) = 1$ thus
$$\det(\rholf(c)) = \epsilon(-1)(-1)^{k-1} = -1.$$
Thus the $\det$ character is odd so the representation 
$\rholf$ is odd.

\begin{remark}[Vague Question] How can one recognize representations
like $\rholf$ ``in nature''? Mazur\index{Mazur} and Fontaine have made
relevant conjectures. The Shimura-Taniyama conjecture can be reformulated
by saying that for any representation $\rho_{\ell,E}$ comming
from an elliptic curve $E$ there is $f$ so that 
$\rho_{\ell,E}\isom \rholf$.

\section{Conjectures of Serre (mod $\ell$ version)}
Suppose $f$ is a modular form, $\ell\in\Z$  prime,
$\lambda$ a prime lying over $\ell$, and the representation
$$\rho_{\lambda,f}:G\rightarrow \gl_2(K_{\lambda})$$ 
(constructed by Serre-Deligne) is irreducible. 
Then $\rho_{\lambda,f}$ is conjugate to a representation
with image in $\gl_2(\sO_{\lambda})$, where $\sO_{\lambda}$
is the ring of integers of $K_{\lambda}$. 
Reducing mod $\lambda$ gives a representation
which has a well-defined trace and det, i.e., the det and trace
don't depend on the choice of conjugate representation used to 
obtain the reduced representation.
One knows from representation theory that if
such a representation is semisimple then it is completely determined
by its trace and det (more precisely, the characteristic polynomials
of all of its elements -- see chapter ??). 
Thus if $\overline{\rho}_{\lambda,f}$ is irreducible (and hence semisimple) 
then it is unique in the sense that it does not depend on the choice 
of conjugate.  

\section{General remarks on mod $p$ Galois representations}
\index{Galois representations}

%% By Joe Wetherall
[[This section was written by Joseph Loebach Wetherell.]]

First, what are semi-simple and irreducible representations?  Remember
that a representation $\rho$ is a map from a group $G$ to the endomorphisms of
some vector space $W$ (or a free module $M$ if we are working over a ring
instead of a field, but let's not worry about that for now).  A subspace $W'$
of $W$ is said to be invariant under $\rho$ if $\rho$ takes $W'$ back into itself.
(The point is that if $W'$ is invariant, then $\rho$ induces representations on
both $W'$ and $W/W'$.)  An irreducible representation is one where the only
invariant subspaces are ${0}$ and $W$.  A semi-simple representation is one
where for every invariant subspace $W'$ there is a complementary invariant
subspace $W''$ -- that is, you can write $\rho$ as the direct sum of $\rho|_{W'}$ 
and $\rho|_{W''}$.

Another way to say this is that if $W'$ is an invariant subspace then we get a
short exact sequence $$0\into\rho|_{W/W'}\into\rho\into\rho|_{W'}\into 0.$$  
Furthermore $\rho$ is
semi-simple if and only if every such sequence splits.

Note that irreducible representations are semi-simple.
One other fact is that semi-simple Galois representations
are uniquely determined (up to isomorphism class) by their trace 
and determinant.

Now, since in the case we are doing, $G = \galq$ is
compact, it follows that the image of any Galois representation $\rho$ into
$\gl_2(K_{\lambda})$ is compact.  Thus we can conjugate it into
$\gl_2(\sO_{\lambda})$.  Irreducibility is not needed for this.

Now that we have a representation into $\gl_2(\sO_{\lambda})$, we can reduce
to get a representation $\overline{\rho}$ to $\gl_2(\bF_{\lambda})$.  This
reduced representation is not uniquely determined by $\rho$, since we had a
choice of conjugators.  However, the trace and determinant are invariant
under conjugation, so the trace and determinant of the reduced
representation are uniquely determined by $\rho$.

So we know the trace and determinant of the reduced representation.  If we
also knew that it was semi-simple, then we would know its isomorphism class,
and we would be done.  So we would be happy if the reduced representation is
irreducible.  And in fact, it is easy to see that if the reduced
representation is irreducible, then $\rho$ must also be irreducible.  Now, it
turns out that all $\rho$ of interest to us will be irreducible;
unfortunately, we can't go the other way and claim that $\rho$ irreducible
implies the reduction is irreducible.

\section{Serre's Conjecture}
Serre has made the following conjecture which is still open at
the time of this writing.
All irreducible representation of 
$G$ over a finite field which are odd, i.e., $det(\sigma(c))=-1$, $c$
complex conjugation, are of the form $\overline{\rho}_{\lambda,f}$
for some representation $\rho_{\lambda,f}$ constructed as above. 

Let $E/\bQ$ be an elliptic curve and let 
$\sigma_{\ell}:G\rightarrow\gl_2(\bF_{\ell})$ be
the representation induced by the action of $G$
on the $\ell$-torsion of $E$. Then $\det \sigma_{\ell} = \varphi_{\ell}$
is odd and $\sigma_{\ell}$ is usually irreducible, so 
Serre's conjecture\index{Serre's conjecture}
would imply that $\sigma_{\ell}$ is modular. From this one can, assuming 
Serre's conjecture, prove that $E$ is modular. 

Let $\sigma:G\rightarrow \gl_2(\bF)$ ($\bF$ is a finite field) 
be a represenation of the Galois group $G$. The we say that the
{\em representions $\sigma$ is
modular} if there is a modular form $f$, a prime $\lambda$, and an embedding
$\bF\hookrightarrow \overline{\bF}_{\lambda}$ such that 
$\sigma\isom\overline{\rho}_{\lambda,f}$ over 

\section{Wiles' Perspective}

Suppose $E/\bQ$ is an elliptic curve and
the associated $\ell$-adic representation on the
Tate module $T_{\ell}$. Then by reducing 
we obtain a mod $\ell$ representation
\rightarrow \gl_2(\bF_{\ell}).$$
If we can show this representation is modular for infinitely many $\ell$
then we will know that $E$ is modular.

\begin{thm}[Langland's and Tunnel]
If $\sigma_{2,E}$ and $\sigma_{3,E}$ are irreducible, then they
are modular. 

This is proved by using the fact that $\gl_2(\bF_2)$ and
$\gl_2(\bF_3)$ are solvable so we may apply ``base-change''. 

If $\rho$ is an $\ell$-adic representation which is irreducible
and modular mod $\ell$ with $\ell>2$ and certain other reasonable 
hypothesis are satisfied, then $\rho$ itself is modular.


%% Lecture 3, 1/21/96

\chapter{Modular Forms}

Our goal is to explain modular forms 
as functions of lattices
or of elliptic curves. Good references are Serre \cite{serre2}
and Katz \cite{antwerp}. 

\section{Cusp Forms}
First suppose $N=1$, then we must define $S_k=S_k(1)$. Let
$\Gamma_1(1)=\sl2z$, then $S_k$ consists of all functions
$f$ holomorphic on the upper half plane $\sH$ and such that for all
one has
$$f(\frac{a\tau+b}{c\tau+d})=(c\tau+d)^k f(\tau),$$
and $f$ vanishes at infinity. 
Thus, in particular, $f(\tau+1)=f(\tau)$ and so $f$ passes
to a well defined function of $q=e^{2\pi i\tau}$. So $f(q)$
is a function on $\{z:0<|z|<1\}$ and the condition that $f(\tau)$
vanishes at infinity is that $f(q)$ extends to a holomorphic
function on $\{z:|z|<1\}$ and $f(0)=0$. In this case, we may
write $f(q)=\sum_{n=1}^{\infty}a_n q^n$. 

A lattice $L\subset \bC$ is a subring $L=\bZ\omega_1 +\bZ\omega_2$
for which $\omega_1, \omega_2\in \bC$ are lineary independent over $\bR$.
Without loss, we may assume that $\omega_1 / \omega_2 \in \sH$.  

$$\sR=\{\text{lattices in $\bC$}\}=\{(E,\omega): 
\text{ $E$ is an elliptic curve, } \omega\in\Omega_E^{1}\}$$

There is a left action of $\sl2z$ on $M$
and $\sl2z\backslash M\isom \sR$.

\section{Relationship With Elliptic Curves}

There is a map $L\mapsto \bC/L$ from lattices to 
complex tori which, by Weierstrass theory, correspond
to elliptic curves defined over $\bC$ along with
a distinguished differential $\omega=dz$.  % huh?

Conversely, if $E/\bC$ is an elliptic curve, we can
obtain the corresponding lattice by fixing a differential
$\omega$ and taking the lattice to be the image of the map
which takes $\gamma\in H_1$ to $\int_{\gamma}\omega\in\bC$. 

There is a map $M/\bC\into\sH$ defined by $(\omega_1,\omega_2)
\mapsto \omega_1/\omega_2$. This gives an isomorphism
$$\sR/\bC^*=(\sl2z\backslash M)/\bC^* \xrightarrow{ ~ } \sl2z\backslash\sH$$
$$\sR/\bC^*=\{\text{ elliptic curves /$\bC$ (without differentials)}\}.$$

If $f:\sH\into\bC$ we define $F:M\into\bC$ by
$F(\omega_1,\omega_2)=f(\omega_1/\omega_2)$. Suppose now
that $F$ is a lattice function and sattisfies the homogeneity % (spelling!?)
condition $F(\lambda L)=\lambda^{-k} F(L)$.
&= F((c\tau+d)^{-1}(\bZ(a\tau+b)+\bZ(c\tau+d)))\\
&= (c\tau+d)^k F(\bZ(a\tau+b)+\bZ(c\tau+d))\\
&= (c\tau+d)^k F(\bZ+\tau\bZ)\\
&= (c\tau+d)^k f(\tau)
so functions of lattices with the homogeneity condition come 
from functions $f\in M_k$. Thus, if $f\in M_k$ and $F$ is the corresponding
lattice function then 
$$F(\bZ\omega_1+\bZ\omega_2)=F(\omega_2(\bZ+\bZ \frac{\omega_1}{\omega_2}))
so we can recover $F$ from $f$.

%% I don't understand the stuff with H^0(E,\Omega_E^{1}) being a 
%% 1 dimensional vector space...

\section{Hecke Operators}

Define a map $T_n$ from the free abelian group generated by all 
into itself by
\sum_{(L:L')=n} L'.$$
Then if $F$ is a function on lattices define $T_nF$ by

Since $(n,m)=1$ implies $T_nT_m=T_{nm}$ and $T_{p^k}$ is a polynomial
in $\bZ[T_p]$ the essential case to consider is $n$ prime.
Suppose $L'\subset L$ with $(L:L')=n$, then $L/L'$ is killed by $n$
so $nL\subset L'\subset L$  and
$$L'/nL\subset L/nL\isom (\bZ/n\bZ)^2.$$
Thus the subgroups of $(\bZ/n\bZ)^2$ of order $n$ correspond to
the sublattices $L'$ of $L$ of index $n$. When $n=\ell$ is prime
there are $\ell+1$ such subgroups. (The subgroups correspond to
nonzero vectors in $\bF_{\ell}$ modulo scalar equivalence and
there are $\frac{\ell^2-1}{\ell-1}$ of them.) 

Suppose $L'\subset L$ is a sublattice of index $\ell$ and let
$L''=\ell^{-1}L'$. Note that $\ell L\subset L'$ so 
$L \subset \ell^{-1} L'=L''$ and $L$ is a sublattice of $L''$ of
index $\ell$. Thus, assuming $F$ satisfies the homogeneity condition
$F(\lambda L)=\lambda^{-k}F(L)$,  
$$\ell^{k-1}\sum_{L'}F(L') = \frac{1}{\ell}\sum_{L''}F(L'')$$
which helps explain the extra factor of $n^{k-1}$ in our 
definition of $T_n F$ -- we are ``averaging'' over the sublattices
(note that there are $\ell+1$ terms yet we divide by $\ell$ so
we aren't exactly averaging). 

We now give a geometric description of the $\ell$th Hecke operator\index{Hecke operator}.
Let $L\subset L''$ be lattices with $(L'':L)=\ell$ and let 
$E=\bC/L$, $E''=\bC/L''$ be the elliptic curves corresponding
to $L$, $L''$, respectively. Then $E[\ell]=\frac{1}{\ell}L/L$
contains $H=L''/L$ which may be thought of as a line 
[Ed: I don't know why!]. Then the Hecke operator is
$$E\mapsto \frac{1}{\ell}\sum_{\text{lines }H\subset E[\ell]} E/H.$$ 
Let $\hat{\pi}$ be the isogeny dual to $\pi:E\into E/H$.
Then in terms of pairs $(E,\omega)$ we have
\frac{1}{\ell} \sum_{H\subset E[\ell], \#H=\ell}(E/H,\pi_{*}\omega)
=\ell^{k-1}\sum_{H\subset E[\ell]} (E/H,\hat{\pi}^{*}(\omega)).$$

% Lecture 4, 1/24/96

We consider modular forms $f$ on $\Gamma_1(1)=\sl2z$, that
is, holomorphic functions on $\sH\cup\{\infty\}$ which satisfy
for all $\abcd\in\sl2z$. Using a Fourier expansion we write
$$f(\tau)=\sum_{n=0}^{\infty} a_ne^{2\pi i\tau n},$$ 
and say $f$ is a cusp form if $a_0=0$.
There is a correspondence between modular forms $f$ and 
lattice functions $F$ satisfying $F(\lambda L)=\lambda^{-k}F(L)$
given by $F(\bZ\tau+\bZ)=f(\tau)$. 

\section{Explicit Description of Sublattices}
The $n$th Hecke operator $T_n$ of weight $k$ is defined by
$$T_n(L)=n^{k-1}\sum_{\substack{L'\subset L\\(L:L')=n}} L'.$$
What are the $L'$ explicitly? Note that $L/L'$ is a group of order $n$ and 
$$L'/nL\subset L/nL=(\bZ/n\bZ)^2.$$
Write $L=\bZ\omega_1+\bZ\omega_2$, let $Y_2$ be the cyclic subgroup
of $L/L'$ generated by $\omega_2$ and let $d=\#Y_2$. Let 
$Y_1=(L/L')/Y_2$, then $Y_1$ is generated by the image
of $\omega_1$ so it is a cyclic group of order $a=n/d$. 
We want to exhibit a basis of $L'$. Let
$\omega_2'=d\omega_2\in L'$ and use the fact that $Y_1$ is
generated by $\omega_1$ to write $a\omega_1=\omega_1'+b\omega_2$
for some integer $b$ and some $\omega_1'\in L'$. Since $b$ is only
well-defined modulo $d$ we may assume $0\leq b\leq d-1$. 
\Bigl(\begin{matrix}\omega_1'\\ \omega_2'\end{matrix}\Bigr)
\Bigl(\begin{matrix}\omega_1\\ \omega_2\end{matrix}\Bigr)
and the change of basis matrix has determinent $ad=n$.
$$\bZ\omega_1'+\bZ\omega_2'\subset L' \subset L=\bZ\omega_1+\bZ\omega_2$$
and $(L:\bZ\omega_1'+\bZ\omega_2')=n$ (since the change of basis matrix has
determinent $n$) and $(L:L')=n$ we see that $L'=\bZ\omega_1'+\bZ\omega_2'$.   

Thus there is a one-to-one correspondence between sublattices $L'\subset L$
of index $n$ and matrices  
with $ad=n$ and $0\leq b\leq d-1$.
In particular, when $n=p$ is prime there $p+1$ of these. In general, the
number of such sublattices equals the sum of the positive divisors 
of $n$. 

\section{Action of Hecke Operators on Modular Forms}
Now assume $f(\tau)=\sum_{m=0}^{\infty} c_m q^m$ is a modular
form with corresponding lattice function $F$. How can we describe the 
action of the Hecke operator $T_n$ on $f(\tau)$? We have
T_nF(\bZ\tau+\bZ) & =  n^{k-1}\sum_{\substack{a,b,d\\ ab=n\\ 0\leq b<d}}
F((a\tau+b)\bZ + d\bZ)\\
& = n^{k-1}\sum d^{-k} F(\frac{a\tau+b}{d}\bZ+\bZ)\\
& = n^{k-1}\sum d^{-k} f(\frac{a\tau+b}{d})\\
& = n^{k-1}\sum_{a,d,b,m} d^{-k}c_m e^{2\pi i(\frac{a\tau+b}{d})m}\\
& = n^{k-1}\sum_{a,d,m} d^{1-k}c_m e^{\frac{2\pi i a m \tau}{d}}
\frac{1}{d}\sum_{b=0}^{d-1} (e^{\frac{2\pi i m}{d}})^b\\
& = n^{k-1}\sum_{\substack{ad=n\\m'\geq 0}}d^{1-k} c_{dm'}e^{2\pi i a m' \tau}\\
& = \sum_{\substack{ad=n\\m'\geq 0}} a^{k-1} c_{dm'}q^{am'}.
In the second to the last expression we
 let $m=dm'$, $m'\geq 0$, then used the fact that the 
$\frac{1}{d}\sum_{b=0}^{d-1} (e^{\frac{2\pi i m}{d}})^b$
is only nonzero if $d|m$. 

$$T_nf(q)=\sum_{\substack{ad=n\\m\geq 0}} a^{k-1}c_{dm} q^{am}$$
and if $\mu\geq 0$ then the coefficient of $q^{\mu}$ is
$$\sum_{\substack{a|n\\ a|\mu}}a^{k-1}c_{\frac{n\mu}{a^2}}.$$

When $k\geq 1$ the coefficients of $q^{\mu}$ for all $\mu$ belong
to the $\bZ$-module generated by the $c_m$.

Setting $\mu=0$ gives the constant coefficient of $T_n f$ which is
$$\sum_{a|n}a^{k-1}c_0 = \sigma_{k-1}(n)c_0.$$ 
Thus if $f$ is a cusp form so is $T_nf$. ($T_nf$ is holomorphic
since its original definition is as a finite sum of holomorphic 

Setting $\mu=1$ shows that the coefficient of $q$ in $T_n f$ is 
$\sum_{a|1}1^{k-1}c_n=c_n$. As an immediate corollary we have the
following important result.

Suppose $f$ is a cusp form for which $T_n f$ has 0 as coefficient
of $q$ for all $n\geq 1$, then $f=0$. 

When $n=p$ is prime we get an interesting formula for the
action of $T_p$ on the $q$-expansion of $f$. 
One has
$$T_p f = \sum_{\mu\geq 0} \sum_{\substack{a|n\\a|\mu}}a^{k-1}
                         c_{\frac{n\mu}{a^2}} q^{\mu}. $$
Since $n=p$ is prime either $a=1$ or $a=p$. When
$a=1$, $c_{p\mu}$ occurs in the coefficient of $q^{\mu}$
and when $a=p$, we can write $\mu=p\lambda$ and we get
terms $p^{k-1}c_{\lambda}$ in $q^{\lambda p}$. 
$$T_n f = \sum_{\mu\geq 0}c_{p\mu}q^{\mu}+
          p^{k-1}\sum_{\lambda\geq 0} c_{\lambda}q^{p\lambda}.$$

%% Lecture 5, 1/26/96

\chapter{Embedding Hecke Operators in the Dual}

\section{The Space of Modular Forms}
Let $\Gamma=\Gamma_1(1)=\sl2z$ and for $k\geq 0$ 
M_k&=\{f=\sum_{n=0}^{\infty}a_n q^n : \text{$f$ is a modular form
for $\Gamma$}\}\\
&\subset S_k=\{f=\sum_{n=1}^{\infty}a_n q^n\}\end{align*}
These are finite dimensional $\bC$-vector spaces whose dimensions
are easily computed. Furthermore, they are generated by familiar elements
(see Serre \cite{serre2} or Lang \cite{lang1}.)
The main tool is the formula
$$\sum_{p\in D\union\{\infty\}} \frac{1}{e(p)}\ord_p(f) = \frac{k}{12}$$
where $D$ is the fundamental domain for $\Gamma$ and
$$e(p)=\begin{cases} 1&\text{otherwise}\\
                     2&\text{if $p=i$}\\
                     3&\text{if $p=\rho$}
One can alternatively define $e(p)$
as follows. If $p=\tau$ and $E=\bC/(\bZ\tau+\bZ)$
then $e(p)=\frac{1}{2}\#\aut(E)$.

For $k\geq 4$ we define the {\em Eisenstein series}\index{Eisenstein series} $G_k$ by
then the map
differs from $G_k$ by a constant (no proof).
Also, $\zeta(1-k)\in\bQ$ and one may say, {\em symbolically} at least,
``$\displaystyle \zeta(1-k)=\sum_{d=1}^{\infty} d^{k-1} = 
The {\em $n$th Bernoulli number $B_n$} is defined by the equation
$$\frac{x}{e^x-1}=\sum_{n=0}^{\infty} \frac{B_nx^n}{n!}.$$
One can show that $\zeta(1-k)=-\frac{B_k}{k}$ so the constant
%% How?? Reference???
coefficient of $G_k$ is $-\frac{B_k}{2k}$ which is rational.

\section{Inner Product}\index{inner product}
In what follows we assume $k\geq 2$ to avoid trivialities.. 
The Hecke operators $T_n$ acts on the space $M_k$. Fix a 
subspace $V\subset M_k$ which is stable under the action
of the $T_n$. Let $\bT(V)$ be the $\bC$-algebra generated by
the endomorphism $T_n$ acting on $V$ and note that $\bT(V)$
is actually a finite dimensional $\bC$-vector space since it
is a subspace of $End(V)$ and $V$ is finite dimensional.  Recall
that $\bT$ is commutative.

There is a bilinear form
\bT\times V &\into \bC \\
\langle T,f\rangle & \mapsto a_1(f|T)
where $f|T=\sum_{n=0}^{\infty}a_n(f|T)q^n$. 
We thus get maps 
\bT\into \Hom(V,\bC)=V^{*}.

The above maps are isomorphisms.
It just remains to show each map is injective. 
Then since a finite dimensional
vector space and its dual have the same dimension the result follows.
First suppose $f\mapsto 0\in\Hom(\bT,\bC)$, then 
$a_1(f|T)=0$ for all $T\in\bT$ so, in particular,
$a_n=a_1(f|T_n)=0$ for all $n\geq 1$. Thus $f$ is a constant,
but since $k\geq 2$ this implies $f=0$ (otherwise $f$ wouldn't
transform correctly with respect to the action of the modular group).

Next suppose $T\mapsto 0\in \Hom(V,\bC)$, then 
$a_1(f|T)=0$ for all $f\in V$. Substiting $f|T_n$ for
$f$ and using the commutativity of $\bT$ we have
a_1((f|T_n)|T)&=0 && \text{for all $f$, $n\geq 1$}\\
a_1((f|T)|T_n)&=0 && \text{by commutativity}\\
a_n(f|T)&=0 && \text{$n\geq 1$}\\
f|T&=0 && \text{since $k\geq 2$, as above}
Thus $T=0$ which completes the proof.

The above isomorphisms are {\em $\bT$-equivariant}.
$\Hom(\bT,\bC)$ is a $\bT$-module if we let $T\in\bT$ act
on $\varphi\in\Hom(\bT,\bC)$ by 
$(T\cdot\varphi)(T')=\varphi(TT')$. If $\alpha:V\into\Hom(\bT,\bC)$
is the above isomorphism 
(so $\alpha:f\mapsto\varphi_f:=(T'\mapsto a_1(f|T'))$)
then equivariance is the statement that $\alpha(Tf)=T\alpha(f).$ 
This follows since 

We continue to assume that $k\geq 2$. 
A modular form $f\in M_k$ is an {\em eigenform for $\bT$} if
$f|T_n=\lambda_n f$ for all $n\geq 1$ and some complex numbers $\lambda_n$.
Let $f$ be an eigenform, then 
$a_n(f)=a_1(f|T_n)=\lambda_n a_1(f)$
so if $a_1(f)=0$ then $a_n(f)=0$ for all $n\geq 1$ so
since $k\geq 2$ this would imply $f=0$. Thus $a_1(f)\neq 0$
and we may as well divide through by $a_1(f)$ to obtain
the {\em normalized eigenform} $\frac{1}{a_1(f)}f$. We thus
assume that $a_1(f)=1$, then the formula becomes $a_n(f)=\lambda_n$
and so $f|T_n = a_n(f) f$, for all $n\geq 1$. 

Let $f\in V$ and let $\psi$ be the image of 
$f$ in $\Hom(\bT,\bC)$, thus $\psi(T)=a_1(f|T)$. 
Then $f$ is a normalized eigenform iff $\psi$ is a 

ring homomorphism.

First suppose $f$ is a normalized eigenform so $f|T_n=a_n(f)f$.
\psi(T_nT_m) &=a_1(f|T_nT_m)=a_m(f|T_n)\\
so $\psi$ is a homomorphism.

Conversely, assume $\psi$ is a homomorphism. Then 
$f|T_n=\sum a_m(f|T_n)q^m$, so to show that $f|T_n=a_n(f)f$ 
we must show that $a_m(f|T_n)=a_n(f)a_m(f)$. Recall that %% remark 3.3
$\psi(T_n)=a_1(f|T_n)=a_n$, thus
a_n(f)a_m(f) &= a_1(f|T_n)a_1(f|T_m) = \psi(T_n)\psi(T_m) \\
             & = \psi(T_n T_m) = a_1(f|T_n|T_m) \\
             & = a_m(f| T_n)
as desired.


%% Lecture 6, 1/29/96

\chapter{Rationality and Integrality Questions}

In the previous lecture we looked at subspaces
$V \subset M_k \subset \bC[[q]]$, $(k\geq 4)$, and considered the
space $\bT=\bT(V)=\bC[\ldots,T_n,\ldots]\subset\End_{\bsC}V$
of Hecke operators on $V$. We defined a pairing
$\bT\cross V\into \bC$ by $(T,f)\mapsto a_1(f|T)$ and
showed this pairing is nondegenerate and that
it induces isomorphisms
$\bT\isom\Hom(V,\bC)$ and $V\isom\Hom(\bT,\bC)$. 

Fix $k\geq 4$ and let $S=S_k$ be the space of weight $k$
cusp forms with respect to the action of $\sl2z$. Let
S(\bQ)& =S_k\intersect \bQ[[q]]\\
S(\bZ)& = S_k\intersect \bZ[[q]].

There is a $\bC$-basis of $M_k$ consisting of forms
with integral coefficients. 
This is seen by 
exhibiting a basis. Recall that for all $k\geq 4$ 
is the $k$th Eisenstein series\index{Eisenstein series} which is a modular form of weight $k$
$$E_k=-\frac{2k}{b_k}\cdot G_k=1+\cdots$$
is its normalization. Since the Bernoulli numbers $b_2,\ldots,b_8$
have $1$ as numerator (this isn't always the case, 
$b_{10}=\frac{5}{66}$) we see that $E_4$ and $E_6$ have coefficients
in $\bZ$ and constant term $1$. Furthermore one shows by dimension and
independence arguments that the forms 
form a basis for $M_k$.

\section{Victor Miller's Thesis}
Let $d=\dim_{\bsC}S_k$, then Victor Miller showed in his thesis (see
\cite{lang2}, ch. X, theorem 4.4) that there exists
$$f_1,\ldots,f_d\in S_k(\bZ) \quad\text{such that}\quad a_i(f_j)=\delta_{ij}$$
for $1\leq i,j\leq d$. The $f_i$ clearly form a basis. 
Let $R=\bZ[\ldots,T_n,\ldots]\subset End(S_k)$, then
$R=\bigoplus_{i=1}^{d} \bZ T_i$.

To see that $T_1,\cdots,T_d\in \bT=\bT(S_k)$ 
are linearly independent over $\bC$  suppose
$\sum_{i=1}^{d} c_i T_i = 0$, then
$$0=a_1(f_j|\sum c_i T_i)=\sum_{i}c_i a_i(f_j) = 
\sum_{i} c_i \delta_{ij} = c_j.$$ From the isomorphism
$\bT\isom\Hom(S_k,\bC)$ we know that $\dim_{\bsC}\bT=d$,
so we can write any $T_n$ as a $\bC$-linear combination 
$$T_n=\sum_{i=1}^{d}c_{n_i}T_i,\quad c_{n_i}\in\bC.$$ 
$$\bZ\ni a_n(f_j)=a_1(f_j|T_n)=\sum_{i=1}^{d}c_{n_i}a_1(f_j|T_i)
=\sum_{i=1}^{d}c_{n_i}a_i(f_j) = c_{n_j}$$
so the $c_{n_i}$ all lie in $\bZ$ which completes the proof.

Thus $R$ is an integral Hecke algebra of finite rank $d$ over $\bZ$. 
We have a map 
S(\bZ)\cross R & \into \bZ \\
(f,T) & \mapsto a_1(f|T)
which induces an embedding
$$S(\bZ)\hookrightarrow\Hom(R,\bZ)\isom \bZ^d.$$

Prove that the map $S(\bZ)\hookrightarrow\Hom(R,\bZ)$ is
in fact an isomorphism of $\bT$-modules. 
[Hint: Show the cokernel is torsion free.]

\section{Petersson Inner Product}\index{inner product}

The main theorem is
The $T_n\in\bT(S_k)$ are all diagonalizable over $\bC$. 

To prove this we note that $S_k$ supports a non-degenerate positive definite
Hermitean inner product (the Petersson inner product)
$$(f,g)\mapsto\langle f,g\rangle\in\bC$$
such that $\langle f|T_n,g\rangle =\langle f,g|T_n\rangle$. 
We need some background facts.

An operator $T$ is {\em normal} if it commutes with its adjoint, thus
$T_n$ is clearly normal since $T_n^{*}=T_n$, 
A normal operator is diagonalizable.
Thus each $T_n$ is diagonalizable.
A commuting family of semisimple (=diagonalizable) operators
can be simultaneously diagonalized.
Since the $T_n$ commute this implies $S_k$ has a basis consisting
of normalized eigenforms $f$. Their eigenvalues are real since
a_n(f)\langle f,f\rangle &=\langle a_n(f)f,f\rangle =\langle f|T_n,f\rangle\\
           &=\langle f,a_n(f)f\rangle =\overline{a_n(f)}\langle f,f\rangle.
The coefficients $a_n$ of the eigenforms are totally real algebraic integers.
[Hint: The space $S_k$ is stable under the action of $\aut(\bC)$ on 
coefficients: if $f=\sum_{n=1}^{\infty}c_n q^n\in S_k$ and 
$\sigma\in\aut(\bC)$ then $\sigma(f)=\sum_{n=1}^{\infty}\sigma(c_n)q^n$
is again in $S_k$ (check this by writing $f$ in terms of a basis
$f_1,\ldots,f_d\in S(\bZ)$). Next use the fact that $f$ is an eigenform
iff $\sigma(f)$ is an eigenform.]  
%%% I have absolutely no idea how to do this!!!

$$\sH=\{x+iy : x, y\in \bR, \text{ and } y>0\}$$
be the upper half plane. Then the volume form
$\frac{dx\wedge dy}{y^2}$ is invariant under the action of
$$\gl_2^{+}(\bR)=\{M\in\gl_2(\bR) | \det(M)>0\}.$$
If $\alpha=\abcd\in\gl_2^{+}(\bR)$ then $\abcd$ acts on $\sH$ by
$$\bigabcd:\quad z\mapsto\frac{az+b}{cz+d}$$
and one has
Differentiating $\frac{az+b}{cz+d}$ gives
&= \frac{det(\alpha)}{(cz+d)^2}dz
Thus, under the action of $\alpha$, $dz\wedge d{\overline z}$
takes on a factor of 

The {\em Petersson inner product} of forms $f,g\in S_k$ is defined by
\frac{dx\wedge dy}{y^2},$$
where $\Gamma=\sl2z$. 

Integrating over $\Gamma\backslash\sH$ can be taken to mean integrating
over a fundamental domain for the action of $\sH$. Showing that the
operators $T_n$ are self-adjoint with respect to the Petersson inner
product is a harder computation than Serre \cite{serre2}
might lead one to believe --- it takes a bit of thought.

%% Lecture 7, 1/31/96

\chapter{Modular Curves}
\index{modular curves}
% define various gammas
\section{Cusp Forms}
Recall that if $N$ is a positive integer we define the congruence
$\Gamma(N)\subset\Gamma_1(N)\subset\Gamma_0(N)$ by
\Gamma_0(N) & = \{\abcd \in \modgp : c\equiv 0 \pmod{N}\}\\
\Gamma_1(N) & = \{\abcd \in \modgp : a\equiv d\equiv 1, c\equiv 0 \pmod{N}\}\\
\Gamma(N) & = \{\abcd \in \modgp : \abcd \equiv 
             \bigl(\begin{smallmatrix}1&0\\0&1\end{smallmatrix}\bigr) \pmod{N}\}.

Let $\Gamma$ be one of the above subgroups. 
One can give a construction of the space $S_k(\Gamma)$ of cusp forms 
of weight $k$ for the action of $\Gamma$ using the language of
algebraic geometry. 
Let $X_{\Gamma}=\overline{\Gamma\backslash\H^{*}}$ 
be the compactifaction of the upper half plane (union the cusps) 
modulo the action of $\Gamma$. Then $X_{\Gamma}$ can be given the structure
of Riemann surface and
$S_2(\Gamma)=H^0(X_{\Gamma},\Omega^1)$ where
$\Omega^1$ is the sheaf of differential 1-forms on $X_{\Gamma}$. 
This works since an element of $H^0(X_{\Gamma},\Omega^1)$
is a differential form $f(z)dz$, holomorphic on $\H$ and
the cusps, which is invariant with respect to the action
of $\Gamma$. If $\gamma=\abcd\in\Gamma$ then 
iff $f$ satisfies the modular condition

There is a similar construction of $S_k$ for $k>2$. 

\section{Modular Curves}\index{modular curves}
One knows that $\sl2z\backslash\sH$ parameterizes isomorphism
classes of elliptic curves. The other congruence subgroups also
give rise to similar parameterizations. 
Thus $\Gamma_0(N)\backslash\sH$ parameterizes pairs $(E,C)$ where
$E$ is an elliptic curve and $C$ is a cyclic subgroup of order
$N$, and $\Gamma_1(N)\backslash\H$ parameterizes pairs $(E,P)$ where
$E$ is an elliptic curve and $P$ is a point of exact order $N$. 
Note that one can also give a point of exact order $N$ by giving 
an injection $\bZ/N\bZ\hookrightarrow E[N]$
or equivalently an injection $\Mu_N\hookrightarrow E[N]$
where $\Mu_N$ denotes the $N$th roots of unity.
$\Gamma(N)\backslash\sH$ parameterizes pairs $(E,\{\alpha,\beta\})$
where $\{\alpha,\beta\}$ is a basis for 

The above quotients spaces are called {\em moduli spaces} for the
{\em moduli problem} of determining equivalence classes of
pairs ($E + $ extra structure). \index{$\Gamma(N)$-structures}

\section{Classifying $\Gamma(N)$-structures}
Let $S$ be an arbitrary scheme. An {\bfseries elliptic curve}
$E/S$ is a proper smooth curve 
$$\begin{CD} E \\ @VfVV \\ S\end{CD}$$
with geometrically connected fibers all of genus one, give with a
section ``0''.

Loosely speaking, proper is a generalization of projective 
and smooth generalizes nonsingularity. See
Hartshorne \cite{hartshorne}, chapter III, section 10, 
for the precise definitions. 

Let $S$ be any scheme and $E/S$ an elliptic curve. 
A {\bfseries $\Gamma(N)$-structure} on $E/S$ is
a group homomorphism  
$$\varphi:(\bZ/N\bZ)^2\into E[N](S)$$
whose image ``generates'' $E[N](S)$.

A good reference is chapter 3 of Katz and Mazur \cite{katzmazur}.

Define a functor from the category of $\Q$-schemes to the
category of sets by sending a scheme $S$ to the
set of isomorphism classes of pairs 
$$(E, \Gamma(N)\text{-structure})$$\index{$\Gamma(N)$-structures}
where $E$ is an elliptic curve defined over $S$ and 
isomorphisms (preserving the $\Gamma(N)$-structure) are taken 
over $S$. An isomorphism preserves the $\Gamma(N)$-structure
if it takes the two distinguished generators to the two
distinguished generators in the image (in the correct order).

For $N\geq 4$ the functor defined above is representable and
the object representing it is the modular curve $X$ corresponding
to $\Gamma(N)$. 

What this means is that given a $\Q$-scheme $S$, the
set $X(S)=\Mor_{\Q\text{-schemes}}(S,X)$ is isomorphic to
the image of the functor's value on $S$.

There is a natural way to map a pair $(E,\Gamma(N)\text{-structure})$
to an $N$th root of unity.
If $P,Q$ are the distinguished basis of $E[N]$ we send
the pair $(E,\Gamma(N)\text{-structure})$ to
where $e_N:E[N]\cross E[N]\into \Mu_N$ is the Weil pairing. For
the definition of this pairing see chapter III, section 8 of
Silverman \cite{silverman1}. The Weil pairing
is bilinear, alternating, non-degenerate, Galois invariant, and
maps surjectively onto $\Mu_N$.   

%% 2/2/96
\section{More on Integral Hecke Operators}

We are considering the algebra of integral Hecke operators $\T=\T_{\Z}$ 
on the space of cusp forms $S_k(\C)$ with respect to the action
of the full modular group $\sl2z$. Our goal is to see why
$\T\isom\Z^d$ where $d=\dim_{\bsC}S_k(\C)$. 

Suppose $A\subset\C$ is any {\em subring} of $\C$ and recall that 
$$\T_A=A[\ldots,T_n,\ldots]\subset \End_{\C}S_k.$$ 
We have a natural map
but we do not yet know that it is
an isomorphism.

\section{Complex Conjugation}
We have a conjugate linear map on functions 
$$f(\tau)\mapsto \overline{f(-\overline{\tau})}.$$
Since $\overline{(e^{-2\pi i\overline{\tau}})}=e^{2\pi i \tau}$,
it follows that
$$\sum_{n=1}^{\infty} a_n q^n \mapsto 
so it is reasonable to call this map ``complex conjugation''. Furthermore,
if we know that 
then it follows that complex conjugation
takes $S_k(\C)$ into $S_k(\C)$. To see this note that if
we have the above equality then every element of 
$S_k(\C)$ is a $\C$-linear combination of elements of
$S_k(\Q)$ and conversely, and it is clear that the set of such 
$\C$-linear combinations is invariant under the action
of complex conjugation.

\section{Isomorphism in the Real Case}

\begin{prop} $\T_{\R}\tensor_{\bsR}\C \isom \T_{\C}$, as $\C$-vector spaces.
Since $S_k(\R)=S_k(\C)\intersect\R[[q]]$ and since
theorem 5.1 assures us that there is a $\C$-basis of
$S_k(\C)$ consisting of forms with integral coefficients,
we see that $S_k(\R)\isom \R^d$ where $d=\dim_{\bsC}S_k(\C)$.
(Any element of $S_k(\R)$ is a $\C$-linear combination
of the integral basis, hence equating real and imaginary
parts, an $\R$-linear combination of the integral basis,
and the integral basis stays independent over $\R$.) 
By considering the explicit formula for the action
of the Hecke operators $T_n$ on $S_k$ (see section 3)
we see that $\T_{\R}$ leaves $S_k(\R)$ invariant, thus
$$\T_{\R}=\R[\ldots,T_d,\ldots]\subset \End_{\R}S_k(\R).$$
In section 4 we defined a ``perfect'' pairing 
$$\T_{\C}\times S_k(\C)\into \C$$
which allowed us to show that 
$\T_{\C}\isom S_k(\C).$ By restricting
to $\R$ we again get a perfect pairing so we see that
$\T_{\R}\isom S_k(\R) \isom {\R}^d$ which
implies that 
$$\T_R\tensor_{\bsR}\C \xrightarrow{\sim}\T_{\C}.$$ 
This also shows that $S_k(\C)\isom \C\tensor_{\bsR} S_k(\R)$
so we have complex conjugation over $\R$. 
%% For some reason I feel something circular is going on here, but
%% i can't put my finger on it... :(

\section{The Eichler-Shimura Isomorphism}

Our goal in this section is to outline a homological interpretation
of $S_k$. For details see chapter 6 of Lang \cite{lang2},
the original paper of Shimura \cite{shimura2}, 
or chapter VIII of Shimura \cite{shimura1}.

How is $S_k(\C)$ sort of isomorphic to $H^1(X_{\Gamma},\R)$?
Suppose $k=2$ and $\Gamma\subset\sl2z$ is a congruence subgroup,
let $X_{\Gamma}=\overline{\Gamma\backslash\H}$ be the 
Riemann surface obtained by compactifying the upper half plane modulo
the action of $\Gamma$. Then $S_k(\C)=H^0(X_{\Gamma},\Omega^{1})$ so
we have a pairing
$$H_1(X_{\Gamma},\Z)\cross S_k(\C)\into \C$$
given by integration
$$(\gamma,\omega)\mapsto \int_{\gamma}\omega.$$
This gives an embedding
                      \Hom_{\C}(S_k(\C),\C)\isom {\C}^d$$
of a ``lattice'' in $\C^d$. (We say ``lattice'' since there 
were some comments by Ribet that $Z^{2d}$ isn't a lattice because the rank 
might be too small since a subring of $\C^d$ having $\Z$-rank $2d$
might not spans $\C^d$ over $\C$).
Passing to the quotient (and compactifying) gives a complex torus
called the Jacobian\index{Jacobian} of $X_{\Gamma}.$
Again using the above pairing we get an embedding
$${\C}^d\isom S_k(\C)\hookrightarrow 
which, upon taking the real part, gives
S_k(\C) \into \Hom(H_1(X_{\Gamma},\Z),\R) 
         \isom H^1(X_{\Gamma},\R) \isom H^1_p(\Gamma,\R)
where $H^1_p(\Gamma,\R)$ denotes the {\em parabolic} group cohomology
of $\Gamma$ with respect to the trivial action. It is this result, that we
may view $S_k(\C)$ as the cohomology group $H^1_p(\Gamma,\R)$, that was
alluded to above. 

Shimura\index{Shimura} generalized this for arbitrary $k\geq 2$ so that
where $V_k$ is a $k-1$ dimensional $\R$-vector space.
The isomorphism is (approximately) the following: 
$f\in S_k(\C)$ is sent to the map
$$\gamma\mapsto \real\int_{\tau_0}^{\gamma\tau_0}f(\tau){\tau}^{i}d\tau,\quad
Let $W=\R\oplus\R$, then $\Gamma$ acts on $W$ by 
so $\Gamma$ acts on 
$$V_k=\Sym^{k-2}W=W^{\otimes k-2}/S_{k-2}$$
where $S_{k-2}$ is the symmetric group on $k-2$ symbols
(note that $\dim V_k = k-1$). 
Let $$L=H_p^1(\Gamma,\Sym^{k-2}(\Z\oplus\Z))$$
then under the isomorphism $$S_k(\C)\isom H^1_p(\Gamma,\R)$$
$L$ is a sublattice of $S_k(\C)$ of $\Z$-rank 2 which
is $T_n$-stable for all $n$. Thus we have an embedding 
$$\T_{\Z} = \T \hookrightarrow \End L$$
and so
and $\T_{\Z}\tensor_{\bsZ}\R\isom \T_{\R}$ which has rank $d$. 

%% What is the point of this last bit??

\section{The Petterson Inner Product is Hecke Compatible}\index{inner product}

Let $\Gamma=\sl2z$, let $f,g\in S_k(\C)$,  and let
$$\langle f,g\rangle=\int_{\Gamma\backslash\H}  f(\tau)\overline{g(\tau)}y^{k}
               \frac{dx dy}{y^2}.$$
Then this integral is well-defined and Hecke compatible, that is, 
$\langle f|T_n,g\rangle=\langle f,g|T_n\rangle$ for all $n$. 
See Chapter 3 of Lang \cite{lang2}.

%% 2/5/96

\chapter{Higher Weight Modular Forms}

We are considering the spaces $S_k(\C)$, $S_k(\Q)$ and $S_k(\Z)$
which all have rank $d$. Each is acted upon by the Hecke algebra $\T$.
We defined a Hecke compatible inner product (the Peterrson product) 
and used it to show that $$S_k(\Z)\isom\Hom_{\bsZ}(\T,\Z).$$ 

\section{Definitions of $\T$}

``I may be asking you to explain something we have already discussed,
but have we intrinsically defined the Hecke operators yet?'' 

-- Saul Schliemer

The $T_n$ are defined as operators on $S_k(\C)$ by defining their action
on modular forms and noting from explicit formulas that $S_k(\C)$ is 
preserved. But the $T_n$ can be thought of in other ways, for example, 
since $$S_k(\C)\isom H_p^1(\Gamma,\Sym^{k-2}(\R\oplus\R))$$
one may give an {\em explicit} description of the action of $T_n$ on 

\section{Double Cosets}
Let $p$ be a prime and
$$\sM_p=\{\alpha\in M_2(\Z) :  \det(\alpha)=p\}.$$
Let $F:\sL\into\C$ be a function on the free abelian group of lattices
and recall that $T_p$ acts on $F$ by 
$$(T_{p}F)(L)=p^{k-1}\sum_{\substack{L'\subset L\\(L:L')=p}}F(L').$$
One can write $\sM_p$ as a disjoint union of left cosets,
\sl2z \begin{pmatrix}p&0\\0&1\end{pmatrix} \sl2z
= \bigcup_{\substack{ad=p\\0\leq b<d}} 
\begin{pmatrix}a&b\\0&d\end{pmatrix} \sl2z.$$ 
Then $\sum_{(L:L')=p}L'$ may be thought of as the sum of the images
of $L$ under the action of the left cosets of $\sM_p$. 
For a complete exposition, in greater generality, see Shimura\index{Shimura}
\cite{shimura1}, especially chapter 3. 

\section{More General Congruence Subgroups}
A {\bfseries Dirichlet character} mod $N$ is a homomorphism 
extended to $\Z/N\Z$ by putting $\varepsilon(m)=0$ if
$(m,N)\neq 1$.

Fix integers $k\geq 0$ and $N\geq 1$. In this section we consider the spaces 
for Dirichlet characters $\varepsilon$ mod $N$
and explicitly describe the action of the Hecke operators
on these spaces. 

Let $n$ be a positive integer. If $(n,N)=1$, then the $T_n$ behave
like they do for $\sl2z$. In fact, the $T_n$ and $\dbd{d}$ commute and  
so the $T_n$ (for $n$ prime to $N$) and $\dbd{d}$ are 
simultaneously diagonalizable. But if
$(n,N)\neq{}1$ then $T_n$ may not be diagonalizable.

$$S_k(\Gamma_1(N)) = \{ f : f(\gamma \tau) = (c\tau+d)^{k}f(\tau) \text{ all }
                            \gamma \in \Gamma_1(N) \}$$
where the $f$ are assumed holomorphic on $\sH\union\{\text{cusps}\}$.
For each Dirichlet character $\varepsilon$ mod $N$ let
$$S_k(\Gamma_1(N),\varepsilon)=\{ f : 
             f(\gamma\tau)(c\tau+d)^{-k} = \varepsilon(d) f 
             \text{ all } \gamma=\abcd \in \Gamma_0(N) \}.$$
When $\varepsilon\neq 0$ and $f\in{}S_k(\Gamma_1(N),\varepsilon)$
one calls $\varepsilon$ the {\bfseries nebentypus} of $f$.

Let $d\in(\Z/N\Z)^{*}$ and let $f\in S_k(\Gamma_1(N))$. Let 
        \in\Gamma_1(N)$ be a matrix 
whose lower right entry is congruent to $d$ mod $N$. Then we define
$$f(\tau)|\dbd{d} = f(\gamma\tau)(c\tau+d)^{-k}.$$

Since $f|\dbd{d}=\varepsilon(d)f$, $S_k(\Gamma_1(N),\varepsilon)$ is
the $\varepsilon(d)$ eigenspace of $\dbd{d}$ and $\dbd{d}$ is diagonalizable
so one has a direct sum decomposition
If $f\in{}S_k(\Gamma_1(N),\varepsilon)$ then
so $$f(-\tau)(-1)^{-k}=\varepsilon(-1)f(\tau)$$ 
so that $S_k(\Gamma_1(N),\varepsilon)=0$ unless $\varepsilon(-1)=(-1)^{k}$.
Thus about half of the direct summands vanish.

\section{Explicit Formulas}
Let $$f=\sum_{n=1}^{\infty}a_n q^n \in S_k(\Gamma_1(N),\varepsilon)$$
and let $p$ be a prime, then
$$f|T_p = \begin{cases}
\sum_{n=1}^{\infty} a_{np}q^n + p^{k-1}\varepsilon(p)
                   \sum_{n=1}^{\infty} a_n{}q^{pn},  &p\nd N\\
\sum_{n=1}^{\infty} a_{np}q^n + 0, &p|N
When $p|N$, $T_p$ is often denoted $U_p$ and called an Atkin-Lehner 

We have the relations
T_mT_n&=T_{mn},\quad (m,n)=1\\
   (T_p)^k, & p|N\\
   ?, & p\nd N

\section{Old and New Forms}
{\bfseries Warning:} $T_p$ is not necessarily diagonalizable if $p|N$.
There is an example due to Shimura\index{Shimura}, to present it we must first
introduce old and new forms.

Let $M$ and $N$ be positive integers such that $M|N$ and let $d|\frac{N}{M}$.
If $f(\tau)\in S_k(\Gamma_1(M))$ then $f(d\tau)\in{}S_k(\Gamma_1(N))$.
We thus have a map $S_k(\Gamma_1(M))\into{}S_k(\Gamma_1(N))$ for each
$d|\frac{N}{M}$. Combining these gives a map
$$\varphi_M:\bigoplus_{d|\frac{N}{M}}S_k(\Gamma_1(d))\into S_k(\Gamma_1(N)).$$

\begin{defn} The {\bfseries old part} of $S_k(\Gamma_1(N))$ is the subspace
generated by the images of the $\varphi_M$ for $M|N$, $M\neq N$. 

We remark that the {\bfseries new part} of $S_k(\Gamma_1(N))$ is the
orthogonal complement of the old part with respect to the Petersson inner 

%% NOte; he goes on to map S_k(\Gamma_1(N))^2\into S_k(\Gamma_1(p))
%% which makes no sense to me in this framework -- see the written notes
%% if it makes sense wednesday. 

%% 2/7/96

\chapter{New Forms}

Today we discuss how the Hecke operators $T_n$ on $S_k(\Gamma_1(N))$
can fail to be diagonalizable. Let $N$ be a positive integer and
$M$ a divisor of $N$. For each $d|\frac{N}{M}$ we define a map 
$$\alpha_{d}:S_k(\Gamma_1(M))\into S_k(\Gamma_1(N)):\quad{}
Note that when $T_p$ acts on the image space $S_k(\Gamma_1(N))$ we
will often denote it by $U_p$.
We must check that $f(d\tau)\in{}S_k(\Gamma_1(N))$. Define for
Thus $f\in S_k(\Gamma_1(N))$ iff $f|[\gamma]_k(\tau)=f(\tau)$ (and
$f$ is holomorphic). Now let $f(\tau)\in\Gamma_1(M)$ and let
$\iota_d=\bigl(\begin{smallmatrix}d&0\\0&1\end{smallmatrix}\bigr)$. Then 
$f|[\iota_d]_k(\tau)=d^{k-1}f(d\tau)$ is a modular form on 
$\Gamma_1(N)$ since $\iota_d^{-1}\Gamma_1(M)\iota_d$ contains
$\Gamma_1(N)$ (check this directly by conjugating an element
of $\Gamma_1(N)$ by $\iota_d$). 
Moreover if $f$ is a cusp form then so is $f|[\iota_d]_k$.   
If $f\in S_k(\Gamma_1(M))$ is nonzero, then as $d$ varies over divisors 
of $\frac{N}{M}$, the various $f(d\tau)$ are linearly 

Suppose $f\in S_k(\Gamma_1(M))$ is a normalized eigenform for
all of the Hecke operators $T_n$ and $\dbd{n}$, and $p$ is a prime
not dividiing $M$. Then 
$$f|T_p=a f \quad \text{and} \quad f|\dbd{p}=\varepsilon(p)f.$$
Assume $N=p^{r}M$ where $r$ is an integer $\geq 1$. 
Let $$f_i(\tau)=f(p^i\tau),$$
so $f_0,\ldots,f_r$ are the images of $f$ under the maps
defined above and $f=f_0$. Consider the action of $U_p$ on the $f_i$.
From previous work we have
f|T_p & = \sum_{n\geq 1} a_{np}q^n+\varepsilon(p)p^{k-1}\sum a_n{}q^{pn}\\
      & = f_0|U_p + \varepsilon(p)p^{k-1} f_1
$$f_0|U_p = f|T_p - \varepsilon(p)p^{k-}f_1  
                 = af_0 - \varepsilon(p)p^{k-1}f_1.$$
$$f_1|U_p = (\sum a_n q^{pn}) | U_p = \sum a_n q^n = f_0.$$
More generally one can show that $f_i|U_p = f_{i-1}$.

$U_p$ preserves the two dimensional vector space spanned by
$f_0$ and $f_1$. The matrix of $U_p$ is
which has characteristic polynomial
$$\chi_A(X)=X^2 - aX + p^{k-1}\varepsilon(p).$$

\section{Connection With Galois Representations}
\index{Galois representations}
This leads to a striking connection with Galois representations. 
Let $f$ be a modular form and $E$ be the field generated over $\Q$
by the coefficients of $f$. Let $\ell$ be a prime and $\lambda$
a prime lying over $\ell$. Then one constructs a representation 
If $p\nd N\ell$, then $\rho_{\lambda}$ is unramified at $p$,
so there is a Frobenious element $\frob_p\in\gal(\overline{\Q}/\Q)$.
One can show that
\det(\rho_{\lambda}(\frob_p)) &= p^{k-1}\varepsilon(p) \\
\tr(\rho_{\lambda}(\frob_p)) & = a_p = a,
so the characteristic polynomial of $\rho_{\lambda}(\frob_p)\in\GL_2(E_{\lambda})$
is $$X^2-a_p X + p^{k-1}\varepsilon(p).$$

\section{Semisimplicity of $U_p$}
Is $U_p$ semisimple on the span of $f_0$ and $f_1$?

If the eigenvalues are distinct the answer is clearly yes.
If the eigenvalues are the same, then $X^2-aX+p^{k-1}\varepsilon(p)$
has discriminant zero, that is, $4\varepsilon(p)p^{k-1}=a^2$ so
Is this possible? The answer is still {\em unknown}, although it is
a curious fact that the Ramanujan conjectures (proved by Delign in 1973)
imply that $|a|\leq 2p^{\frac{k-1}{2}}$, so the above equality remains

When $k=2$ Weil showed that $\rho_{\lambda}(\frob_p)$ is semisimple
so if the eigenvalues of $U_p$ are equal then $\rho_{\lambda}(\frob_p)$
is a scalar. But Edixhoven and Coleman \cite{edixcole}
show that it is not a scalar by looking at the abelian 
variety attached to $f$.

\section{Shimura's Example of Nonsemisimple $U_p$}

Let $W$ be the space spanned by $f_0, f_1$ and let 
$V$ be the space spanned by $f_0, f_1, f_2, f_3$. 
$U_p$ acts on $V/W$ by $\overline{f_2}\mapsto 0$
and $\overline{f_3}\mapsto \overline{f_2}$. Thus the matrix of the
action of $U_p$ on $V/W$ is 
which is nonzero and nilpotent hence not semisimple. 
Since $W$ is invariant under $U_p$ this shows that 
$U_p$ is not semisimple on $V$. 
%% I CAN'T SEE THIS! It seems like basic representation theory...

\section{An Interesting Duality}

Now suppose $N=1$ thus $\Gamma_1(N)=\sl2z$. Because of the 
Petersson product all the $T_n$ are diagonalizable, so
$S_k=S_k(\Gamma_1(1))$ has a basis
of normalized eigenforms where $d=\dim S_k$. Let $\T=\T_{\C}$, then
there is a {\em canonical} map 
$$\T_{\C}\hookrightarrow{}\C^d: \quad T\mapsto(\lambda_1,\ldots,\lambda_d)$$
where $f_i|T=\lambda_{i}f_i$. This map is clearly injective and we
know by previous arguments that $\dim\T_{\C}=d$ so the map is an isomorphism
of $\C$-vector spaces.

The form 
$$v=f_1+\cdots+f_n$$ generates $S_k$ as a $\T$-module.
Since $v$ corresponds to the vector $(1,\ldots,1)$ and 
$\T\isom\C^d$ acts on $S_k\isom\C^d$ componentwise this
is just the statement that $\C^d$ is generated by
$(1,\ldots,1)$ as a $\C^d$-module -- which is clear.
Thus we have simultaneously:

1) $S_k$ is free of rank 1 over $\T$, and

2) $S_k=\Hom_{\C}(\T,\C)$ as $\T$-modules, thus 

$$\T\isom\Hom_{\C}(\T,\C).$$ The isomorphism sends
an element of $T\in \T$ to $Tv\in S_k$. Since
the identification $S_k=\Hom_{\C}(\T,\C)$ was
constructed using the Petersson product it is canonical
and since the choice of a normalized eigenbasis $f_1,\ldots,f_d$
is canonical we see that the isomorphism $T\isom\Hom_{\C}(\T,\C)$
is canonical. 

$v\in S_k(\Q)$
Let $\sigma\in\gal(\overline{\Q}/\Q)$, then if $f_i$ is
a normalized eigenform so is $\sigma(f_i)$ (from the explicit 
formula). Thus $\sigma(f_1+\cdots+f_n)=f_1+\cdots+f_n$ for
all $\sigma$ as desired.

Now we consider the case for general $N$. 
Recall that we have defined maps 
$$S_k(\Gamma_1(M))\into S_k(\Gamma_1(N))$$
for all $M$ dividing $N$ and all divisors $d$ of $\frac{N}{M}$.

The {\bfseries old part} of $S_k(\Gamma_1(N))$ is the space
generated by all images of these maps with $M|N$ but $M\neq N$. 
The {\bfseries new part} is the orthogonal complement of the
old part with respect to the Petersson product.

There is an algebraic definition of the new part. One defines
certain trace maps 
$$S_k(\Gamma_1(N))\into S_k(\Gamma_1(M))$$
for all $M<N$, $M|N$
which are the adjoints to the above maps (w.r.t Petersson product).
Then $f$ is in the new part of $S_k(\Gamma_1(N))$ iff $f$
is killed by all of these maps. 

It can be shown that the $T_n$ act semisimply on 
$S_k(\Gamma_1(M))_{\text{new}}$ for all $M\geq 1$. 
Thus $S_k(\Gamma_1(M))_{\text{new}}$ has a basis of eigenforms. 
We have a natural map
$$\bigoplus_{M|N} S_k(\Gamma_1(M))_{\text{new}}\hookrightarrow
The image in $S_k(\Gamma_1(N))$ of an eigenform $f$ for some 
$S_k(\Gamma_1(M))_{\text{new}}$ is called a {\bfseries newform}
of level $M_f=M$. Note that a newform is not necessarily
an eigenform for the Hecke operators acting on $S_k(\Gamma_1(N))$.
$$v=\sum_{f} f(q^{\frac{N}{M_f}})\in S_k(\Gamma_1(N))$$
where the sum is taken over all newforms $f$ of weight
$k$ and some level $M|N$.
This generalizes the $v$ constructed above when $N=1$ 
and has many of the same good properties. For example,
$S_k(\Gamma_1(N))$ is free of rank $1$ over $\T$ with 
basis element $v$. The coefficients of $v$ lie in $\Q$,
but to show this we need to know the new part of $S_k(\Gamma_1(N))$
is stable under the action of the Galois group of $\Q$.  
This is not easy since the new part is defined in terms of
the Petersson product which is an analytic construction. 
Serre\index{Serre} circumvents this problem by giving an alternative 
definition in terms of trace maps going the other way. 

%% 2/9/96
\section{Observations on $T_n$}
Let $\T_{\Q}=\Q[\cdots,T_n,\cdots]$ and
$\Gamma=\Gamma(1)=\modgp$. Let $f_1,\ldots,f_d$ be a basis of $\Gamma$ 
consisting of normalized eigenforms. 
The coefficients of the $f_i$ are totally real algebraic integers.
$\gal(\C/\Q)$ acts on $f_i$ by acting on the coefficients
of its $q$-expansion. From the explicit formula in section 3.2
one sees that the set $\{f_1,\ldots,f_d\}$ is 
stable under the action of $\gal(\C/\Q)$. 
For any $i$, $a_n(f_i)$ is an eigenvalue of $T_n$ since
$f_i|T_n = a_n(f_i)f_i$, and $T_n$ is self-adjoint so
$a_n(f_i)$ must be real. Thus all conjugates of $a_n(f_i)$ 
are real and there are only finitely many since a conjugate
of $a_n(f_i)$ must be $a_n(f_j)$ for some $j$, $1\leq j\leq d$.

The operators $\dbd{d}$ on $S_k(\Gamma_1(N))$ 
lie in $\Z[\ldots,T_n,\ldots]$.
It is enough to show $\dbd{p}\in\Z[\ldots,T_n,\ldots]$ for
There is a formula relating $\dbd{p}$ and $T_p$,
By Dirichlet's theorem on prime's in arithmetic progression,
see VIII.4 of Lang \cite{lang1}, 
there is another prime $q$ congruent to $p$ mod $N$. 
Since $p^{k-1}$ and $q^{k-1}$ are relatively prime there
exist integers $a$ and $b$ so that 
$a p^{k-1} + b q^{k-1} = 1$. Then
\dbd{p}=\dbd{p}(a p^{k-1} + b q^{k-1}) 
       = a({T_p}^2-T_{p^2}) + b({T_q}^2-T_{q^2}). 

Let $\Sigma$ be a set of representatives of
$\{f_1,\ldots,f_d\} \backslash \gal(\C/\Q)$. It
is unknown whether or not $\#\Sigma$ can be
larger than one, that is, whether the eigenforms
are all conjugate under the action of Galois. 
Let $K_f = \Q(\ldots,a_n(f),\ldots)$ and defined a homomorphism
of $\Q$-algebras 
$$T_{\bsQ}\into K_f : T_n\mapsto \lambda
         \text{ where }T_n f = \lambda f$$
Taking the product over a set of representatives of the $f_i$ 
yields a map 
which one can show is an isomorphism of $\Q$-algebras.

Consider $S_2(\Gamma_0(N))$ with $N$ prime, then
$$\T_{\bsQ}\isom E_1\times\cdots E_t$$
with the $E_i$ totally real fields. When $N=37$,
that $\T_{\bsQ}\isom \Q\cross\Q$.

\chapter{Some Explicit Genus Computations}
\section{Computing the Dimension of $S_k(\Gamma)$}
Let $k=2$ unless otherwise noted, and let
$\Gamma\subset\modgp$ be a congruence subgroup. 
Then $$S_2(\Gamma)=H^{0}(X_{\Gamma},\Omega^1)$$
where $$X_{\Gamma}=(\Gamma\backslash\H)\union
By definition $\dim H^{0}(X_{\Gamma},\Omega^1)$ 
is the genus of $X_{\Gamma}$.
Prove that when $\Gamma=\modgp$ then $\Gamma\backslash\bP^1(\Q)$
is a point.

Since $\Gamma\subset\Gamma(1)$ there is a covering 
\Gamma\backslash\H @>>> X_{\Gamma} \\
@VVV                        @VVV   \\
\Gamma(1)\backslash\H @>>> X_{\Gamma(1)} @>j>> \bP^1(\C)
which is only ramified at points above $0, 1728, \infty$
($0$ corresponds to $i$ and $\rho$ to $1728$ under $j$).

\begin{example} Suppose $\Gamma=\Gamma_0(N)$, then the degree
of the covering is the index $(\modgp/\{\pm 1\}:\Gamma_0(N)/\{\pm 1\})$.
A point on $Y_{\Gamma(1)}$ corresponds to an elliptic curve, whereas 
a points on $Y_{0}(N)$ correspond to a pair consisting of an
elliptic curve and a subgroup of order $N$.

\section{Application of Riemann-Hurwitz}
Now we compute the genus of $X_{\Gamma}$ by applying the
Riemann-Hurwitz formula.
Intuitively the Euler charcteristic
should be totally additive, that is, if $A$ and $B$ are
disjoint spaces then 
$$\chi(A\union B)=\chi(A)+\chi(B).$$ 
Let $X$ be a compact Riemann surface of genus $g$, then
$\chi(X)=2-2g$. Since $\chi(\{\text{point}\})=1$ we should 
have that
If we have an umramified covering $X\into Y$
of degree $d$ then $\chi(X)=d\cdot\chi(Y)$. 
Consider the covering 
$$\begin{CD}X_{\Gamma}-\{\text{points over $0,1728,\infty$}\}\\
                 \\ X_{\Gamma(1)}-\{0,1728,\infty\}
Since $X_{\Gamma(1)}$ has genus $0$, $X_{\Gamma(1)}-\{0,1728,\infty\}$ 
has Euler characteristic $2-3=-1$. If we let $g=\chi(X_{\Gamma})$ then
$\chi(X_{\Gamma}-\{\text{points over $0,1728,\infty$}\} 
             = 2-2g -n_{0} - n_{1728} - n_{\infty}$,
where $n_p$ denotes the number of points lying over $p$.
Thus $-d=2-2g-n_0-n_{1728}-n_{\infty}$ whence
$$2g-2 = d - n_0 -n_{1728}-n_{\infty}.$$

Suppose $\Gamma=\Gamma_0(N)$ with $N>3$, then $n_0=d/3$ and $n_{1728}=d/2$
(I'm not sure why).
The degree $d$ of the covering is equal to the number of unordered
ordered basis of $E[N]$, thus 
We still need to compute $n_{\infty}$. $\modgp$ acts on $\bP^1(\Q)$
if we view $\bP^1(\Q)$ as all pairs $(a,b)$ of relatively prime integers
and suppose $\infty$ corresponds to $(1,0)$. The stabilizer of $(1,0)$ is
the sugroup $\{\abcd \in \modgp : c=0 \}$ of upper triangular matrices.
Since the points lying over $\infty$ are all conjugate by the Galois
group of the covering (which is $\SL_2(\Z/N\Z)/\{\pm 1\}$),
$$\text{number of cusps}=\frac{\text{order of $\SL_2(\Z/N\Z)/\{\pm 1\}$}}
                              {\text{order of stabilizer of $\infty$}}.$$
We thus have
where $\frac{d}{N}$ is the number of cusps. 

%% 2/12/96
\section{Explicit Genus Computations}

Let $N>3$ and consider the modular curve $X=X(N)$. 
There is a natural covering map $X\into{}X(1)\xrightarrow{j}\C$. 
Let $d$ be the degree, then 
where $g$ is the genus of $X$ and
$m_x$ is the number of points lying over $x$.  
Since $m_0$ is approximately $\frac{d}{3}$ and $m_{1728}$ 
is approximately $\frac{d}{2}$,
$$2g-2=\frac{d}{6}-m_{\infty}\pm\text{ small correction factor}.$$  

\section{The Genus of $X(N)$}
Now we count the number of cusps of $X(N)$, that is, the
size of $\Gamma(N)\backslash\bP^1(\Q)$. There is a surjective map
from $\modgp$ to $\bP^1(\Q)$ given by 
$$\bigabcd\mapsto \bigabcd\Bigl(\begin{matrix}1\\0\end{matrix}\Bigr).$$
Let $U$ be the kernel, thus $U$ is the stabilizer of 
so $U=\{\pm\bigl(\begin{smallmatrix}1&a\\0&1\end{smallmatrix}\bigr):a\in\Z\}$.
Then the cusps of $X(N)$ are the elements of
which has order $$\frac{\#\SL_2(\Z/N\Z)}{2N}=\frac{d}{N}.$$ 

Substituting this into the above formula gives
so $$g=1+\frac{d}{12N}(N-6).$$
When $N$ is prime 
Thus when $N=5$, $d=60$ so $g=0$, and when $N=7$, $d=168$ so $g=3$.

\section{The Genus of $X_0(N)$}
Suppose $N>3$ and $N$ is prime. The covering map
$X_0(N)\into X(1)$ is of degree $N+1$ since a point of $X_0(N)$ 
corresponds to an elliptic curve along with a subgroup of order $N$ 
and there are $N+1$ such subgroups because $N$ is prime.
$X_0(N)$ has two cusps; they are the orbit of $\infty$ which 
is unramified and $0$ which is ramified of order $N$.
$n_0$ is the number of pairs $(E,C)$ (modulo isomorphism) such that $E$
has $j$-invariant $0$. So we consider $E=\C/\Z[\frac{-1+i\sqrt{3}}{2}]$ which 
has endomorphism ring $\End(E)=\Z[\Mu_6]$. 
Now $\Mu_6/{\pm 1}$ acts on the cyclic subgroups
$C$ so, letting $\omega$ be a primitive cube root of unity, we have
$$(E,C)\isom(E,\omega C)\isom(E,\omega^2 C).$$   
This might lead one to think that $m_0$ is $(N+1)/3$, but it may
be bigger if, for example, $C=\omega{}C$.
Thus we must count those $C$ so that $\omega C=C$ or $\omega^2 C=C$, that is,
those $C$ which are stable under $\sO=\Z[\frac{-1+i\sqrt{3}}{2}]$.
So we must compute the number of stable $\sO/N\sO$-submodules of order $N$.
This depends on the structure of $\sO/N\sO$:
$$\sO/N\sO = \begin{cases}
          \F_N\oplus\F_N&\text{if $(\frac{-3}{N})=1$ ($N$ splits)}\\
          \F_{N^2} &\text{if $(\frac{-3}{N})=-1$ ($N$ stays inert)}
Since $\sO/N\sO=\F_{N^2}$ is a field it has no submodules of order $N$,
whereas $\F_{N}\oplus\F_{N}$ has two $\sO/N\sO$-submodules of 
order $N$, namely $\F_N\oplus{}0$ and $0\oplus\F_N$.
$$m_0 = \begin{cases}
\frac{N+1}{3} & \text{if $N\equiv 2\pmod{3}$}\\
\frac{N-1}{3}+2 & \text{if $N\equiv 1\pmod{3}$}
\begin{exercise} It is an exercise in elegance to write this
as a single formula involving the quadratic symbol. 

By similar reasoning one shows that
\frac{N+1}{2} & \text{if $N\equiv 3\pmod{4}$}\\
\frac{N-1}{2}+2 & \text{if $N\equiv 1\pmod{4}$}
We can now compute the genus of $X_0(N)$ for any prime $N$. 
For example, if $N=37$ then 
$2g-2=36-(2+18)-(14)=2$ so $g=2$. Similarly, $X_0(13)$ has genus $0$ and
$X_0(11)$ has genus $1$. In general, $X_0(N)$ has genus approximately

Serre\index{Serre} constructed a nice formula for the above genus. Suppose $N>3$ is a
prime and write $N=12a+b$ with $0\leq b\leq 11$. Then Serre's formula is

\section{Modular Forms mod $p$}
Let $N$ be a positive integer, let $p$ be a prime and 
assume $\Gamma$ is either $\Gamma_0(N)$ or $\Gamma_1(N)$.

Let $M_k(\Gamma,\Z)=M_k(\Gamma,\C)\intersect\Z[[q]]$, then
$$M_k(\Gamma,\F_p)=M_k(\Gamma,\Z)\tensor_{\Z}\F_p$$ is
the space of {\bfseries modular forms mod $p$} of weight $k$. 

Suppose $p=N$, then one has {\bfseries Serre's Equality}:\index{Serre}

The map from the right hand side to the left hand side is
accomplished via a certain normalized Eisenstein series\index{Eisenstein series}.
Recall that in $\modgp$, 
One finds $\ord_p(-\frac{B_k}{2k})$ using Kummer congruences.
In particular, $\ord_p(B_{p-1})=-1,$ 
so $E_{p-1}\equiv 1\pmod{p}$. Thus multiplication by $E_{p-1}$ 
raises the level by $p-1$ but does not change the $q$-expansion mod $p$.
We thus get a map 
$$M_2(\Gamma_0(p),\F_p)\into M_{p+1}(\Gamma_0(p),\F_p).$$
The map 
is the trace map (which is dual to the natural inclusion going
the other way) and is accomplished by averaging in order to get
a form invariant under $\modgp$.

% 2/14/96

\chapter{The Field of Moduli}
In this chapter we will study the field of definition of
the modular curves\index{modular curves} $X(N)$, $X_0(N)$, and $X_1(N)$. 

The function field of $X(1)=\bP^1_{\Q}$ is $\Q(t)$. If 
$E$ is an elliptic curve given by a Weierstrass equation
$y^2=4x^3-g_2x-g_3$ then $$j(E)=j(g_2,g_3)=\frac{1728g_2^3}{g_2^3-27g_3^2}.$$
The $j$ invariant determines the isomorphism class of $E$
over $\C$.
Pick an elliptic
curve $E/\Q(t)$ such that $j(E)=t$. In particular we could pick the
elliptic curve with Weierstrass equation

Let $E/k$ be an arbitrary elliptic curve and $N$ a positive integer
prime to $\Char{} k$. Then $E[N](\overline{k})\isom(\Z/N\Z)^2$.
Let $k(E[N])$ be the field obtained by adjoining the coordinates
of the $N$-torsion points of $E$. Consider the tower of fields
$\overline{k}\supset k(E[N])\supset k$. There is a Galois representation
 on the $N$ torsion of $E$:
$\gal(\overline{k}/k(E[N]))=\ker(\rho_{E,N}).$ Thus the Galois
group of the extension $\Q(t)(E[N])$ over $\Q(t)$ is contained
in $\GL_2(\Z/N\Z)$. Let $X(N)$ be the curve corresponding to
the function field $\Q(t)(E[N])$ over $\Q$. Since 
$\overline{\Q}\intersect\Q(t)(E[N])$ is contained in 
$Q(\Mu_N)$, $X(N)$ is defined over $\Q(\Mu_N)$.

Composing $\rho_{E}$ with the natural map
$\GL_2(\Z/N\Z)\into\GL_2(\Z/N\Z)/\{\pm 1\}$ gives a map
$$\overline{\rho}_E:\gal(\overline{K}/K)\into\GL_2(\Z/N\Z)/\{\pm 1\}.$$
$\overline{\rho}_E$ is surjective iff $\rho_E$ is surjective.
If $\overline{\rho}_E$ is surjective then either 
or its negative lies in the image of $\rho$. Thus 
lie in the image of $\rho$. Since $\overline{\rho}_E$ is surjective
this implies that $\rho$ is surjective. The converse is trivial.

\section{Digression on Moduli}
$X_0(N)(\overline{K})$ is the set of $\overline{K}$-isomorpisms
classes of pairs $(E,C)$ where $E/\overline{K}$ is an elliptic curve
and $C$ is a cyclic subgroup of order $N$. 
$X_0(N)(K)$ is the set of isomorphism classes of pairs $(E,C)$
such that for all $\sigma\in\gal(\overline{K}/K)$, $\sigma(E,C)=(E,C)$.
There is a map 
$$\{\text{$k$-isomorphism classes of pairs $(E,C)/K$}\}\into{}X_0(N)(K)$$
which is ``notoriously'' non-injective. 
Deligne and Rapaport \cite{lnm349} prove the map is surjective.
When $N=1$ they 
observe that the map is surjective, then for $N>1$ they show
that certain obstructions vanish. A related question is
If $E/\overline{K}$ is isomorphic to all its Galois conjugates, is there
$E'/K$ which is isomorphic to $E$ over $\overline{K}$? 

\section{When is $\rho_E$ Surjective?}
Let $E_1$ and $E_2$ be elliptic curves defined over $K$ with
equal $j$-invariants, thus $E_1\isom E_2$ over $\overline{K}$. 
Assume $E_1$ and $E_2$ do not have complex multiplication over $\overline{K}$. 
Then $\rho_{E_1}$ is surjective iff $\rho_{E_2}$ is surjective.
Assume $\rho_{E_1}$ is surjective. Since $E_1$ has no complex multiplication
over $\overline{K}$, $\aut E_1=\{\pm 1\}$. Choose an isomorphism 
$\varphi:E_1\xrightarrow{\sim}E_2$ over $\overline{K}$.
Then for $\sigma\in\gal(\overline{K}/K)$ we have the diagram
$$\begin{CD} E_1 @>\varphi>> E_2 \\
              @V=VV          @V=VV\\
             \presup{\sigma}E_1 @>\sigma\varphi>> \presup{\sigma}E_2
Thus $\sigma\varphi=\pm\varphi$ for all $\sigma\in\gal(\overline{K}/K)$,
so $\varphi:E_1[N]\into{}E_2[N]$ defines an equivalence
Since $\rho_{E_1}$ is surjective this implies $\overline{\rho}_{E_2}$
is surjective which, by the previous proposition, implies $\rho_{E_2}$ 
is surjective.

Let $K=\C(j)$, with $j$ transcendental over $\C$. Let $E/K$ be an
elliptic curve with $j$-invariant $j$. Fix a positive integer $N$ and let 
$$\rho_E:\gal(\overline{K}/K)\into\GL_2(\Z/N\Z)$$ be the
associated Galois representation. Then $\det\rho_E$ is the cyclotomic
character which is trivial since $\C$ contains the $N$th roots of unity.
Thus the image of $\rho_E$ lands inside of $\SL_2(\Z/N\Z)$. Our next
theorem states  
that a generic elliptic curve has maximal possible Galois action on
its division points.
$\rho_E:\gal(\overline{K}/K)\into\SL_2(\Z/N\Z)$ is surjective. 
Igusa \cite{ig1} found an algebraic proof of this theorem 
We will now make some comments on how an analytic proof goes.
Let $\C(j)=K=\sF_1$ be the field of modular functions for
$\modgp$. Suppose $N\geq 3$ and let $\sF_N$ be the field 
of mereomorphic functions for $\Gamma(N)$.  
Then $\sF_N/\sF_1$ is a Galois extension with Galois group
$\SL_2(\Z/N\Z)/\{\pm 1\}$. 

Let $E$ be an elliptic curve over $K$ with $j$-invariant $j$.
We will show that $\gal(\sF_N/\sF_1)=\SL_2(\Z/N\Z)/\{\pm 1\}$
acts transitively on the $x$-coordinates of the $N$ 
torsion points of $E$. This will show that $\overline{\rho}_E$
maps surjectively onto $\SL_2(\Z/N\Z)/\{\pm 1\}$. Then by 
proposition \ref{PropModSurj}, $\rho_E$ maps surjectively 
onto $\SL_2(\Z/N\Z)$, as claimed.

We will now construct the $x$-coordinates of $E[N]$ as
functions on $\H$ which are invariant under $\Gamma(N)$. 
(Thus $K(E[N]/\{\pm 1\})\subset \sF_N$.) 

Let $\tau\in\H$ and let $L_{\tau}=\Z\tau+\Z$. Consider 
$\wp(z,L_{\tau})$  which gives the $x$ coordinate of
$\C/L_{\tau}$ in it standard form. Define, for
each nonzero $(r,s)\in((\Z/N\Z)/\{\pm{}1\})^2$, a function 
$$f_{(r,s)}:\H\into\C: \quad \tau\mapsto\frac{g_2(\tau)}{g_3(\tau)}
First notice that for any $\alpha=\abcd\in\modgp$, 
Indeed, $\wp$ is homogenous of degree $-2$, $g_2$ is modular
of weight 4 and $g_3$ is modular of weight 6, so
f_{(r,s)}(\alpha\tau)& =\frac{g_2(\alpha\tau)}{g_3(\alpha\tau)}
& = (c\tau+d)^{-2}\frac{g_2(\tau)}{g_3(\tau)}
& = \frac{g_2(\tau)}{g_3(\tau)}\wp(\frac{(ra+sc)\tau+rb+sd}{N})
  = f_{(r,s)\alpha}(\tau)

If $\tau\in\H$  with $g_2(\tau), g_3(\tau)\neq 0$ then the
$f_{(r,s)}(\tau)$ are the $x$-coordinates of the nonzero
$N$-division points of $E_{j(\tau)}$. The various $f_{(r,s)}(\tau)$
are distinct. Thus $\SL_2(\Z/N\Z)/\{\pm 1\}$ acts transitively on
the $f_{(r,s)}$. The consequence is that the $N^2-1$ nonzero division
points of $E_j$ have $x$-coordinates in $\overline{\sF}_N$ equal
to the $f_{(r,s)}\in\sF_N$.

%% Trivial Observation: I just don't understand this proof!

\begin{prop} If $E/\Q(\Mu_N)(t)$ is an elliptic curve with
$j(E)=t$, then $\rho_E$ has image $\SL_2(\Z/N\Z)$.
Since $\Q(\Mu_N)$ contains the $N$th roots of unity $N$th cyclotomic
character is trivial hence the determinent of $\rho_E$ is trivial.
Thus the image of $\rho_E$ lies in $\SL_2(\Z/N\Z)$. 
In the other direction, there is a natural inclusion 

If $E/\Q(t)$ is an elliptic curve with $j(E)=t$, then
$\rho_E$ has image $\GL_2(\Z/N\Z)$ and 
Since $\Q(t)$ contains no $N$th roots of unity, the
mod $N$ cyclotomic character, and hence $det\rho_E$,
is surjective onto $(\Z/N\Z)^{*}$. Since the image of 
$\rho_E$ already contains $SL_2(\Z/N\Z)$ it must
equal $GL_2(\Z/N\Z)$.
For the second assertion consider the diagram
          &\mid & & \mid& SL_2\\
          &\Q(\Mu_N) & \subset & \Q(\Mu_N)(t)&\\
(\Z/N\Z)^{*} & \mid & & \mid &GL_2/SL_2=(\Z/N\Z)^{*}\\
          &\Q & \subset & \Q(t) &

This gives a way to view $X_0(N)$ as a projective algebraic
curve over $\Q$. Let $K=\Q(t)$ and let $L=K(E[N])=\Q(\Mu_N)(t)$. 
Then $$H=\{\bigl(\begin{smallmatrix}*&*\\0&*\end{smallmatrix}\bigr)\}
The fixed field $L^H$ is an extension of $\Q(t)$ of transcendence
degree 1 with field of constants $\overline{\Q}\intersect L^H=\Q$, 
i.e., a projective algebraic curve. 

\section{A Descent Problem}\index{descent}
Consider the following exercise which may be approached in
an honest or dishonest way.
Suppose $L/K$ is a finite Galois extension and $G=\gal(L/K)$.
Let $E/L$ be an elliptic curve, assume $\aut_L{E}=\{\pm 1\}$,
and suppose that for all $g\in{}G$, there is an 
isomorphism $\presup{g}E\iso{}E$ over $L$. Show that
there exists $E_0/K$ such that $E_0\isom{}E$ over $L$.
{\bfseries Caution!} The exercise is {\em false} as stated.
Both the dishonet and honest approaches below work only if
$L$ is a separable closure of $K$. Now: can one construct
a counterexample?

{\em Discussion.}
First the hard, but ``honest'' way to look at this problem. 
For notions on descent\index{descent} see Serre\index{Serre} \cite{serre1}.  
By descent theory, to give $E_0$ is the same as to
give a family $(\lambda_g)_{g\in{}G}$ of maps
$\lambda_{g}:\presup{g}E\iso{}E$ such that
where $\presup{g}\lambda_h=g\circ\lambda_h\circ{}g^{-1}$.
Note that $\lambda_{g}\circ\presup{g}\lambda_h$ 
maps $\presup{gh}E\into E$.
This is the natural condition to impose, because if
$f:E_0\iso E$ and we let $\lambda_g=f\circ\presup{g}(f^{-1})$
then $\lambda_{gh}=\lambda_{g}\circ\presup{g}\lambda_h$. 

Using our hypothesis choose, for each $g\in G$, an isomorphism 
$$\lambda_{g}:\presup{g}E\iso{}E.$$ Define a map $c$
by $$c(g,h)=\lambda_g\circ\presup{g}\lambda_h\circ\lambda_{gh}^{-1}.$$
Note that $c(g,h)\in\aut E=\{\pm 1\}$ so $c$ defines an
element of 
$$H^2(G,\{\pm 1\})\subset H^2(\gal(\overline{L}/K),\{\pm 1\})
Here $Br(K)[2]$ denotes the 2-torsion of the Brauer group 
This probably leads to an honest proof. 

The dishonest approach is to note that $g(j(E))=j(E)$ for all
$g\in{}G$ since all conjugates of $E$ are isomorphic
and $j(\presup{g}E)=g(j(E))$. Thus $j(E)\in K$ so we
can define $E_0/K$ by substituting $j(E)$ into the universal
elliptic curve formula (see III.1.4 of \cite{silverman1}). This
gives an elliptic curve $E_0$ defined over $K$ but isomorphic
to $E$ over $\overline{K}$.
%% ???This doesn't quite work???
%% I mean, is it true that if $E$ and $E_0$ have the same j-invariant
%% and the $j$-invariant lies in the field of definition $L$
%% then $E$ and $E_0$ are isomorphic {\em over} $L$? No, see silverman1.

%% 2/21/96
\section{Second Look at the Descent Exercise}
Last time we talked about the following problem. Suppose $L/K$
is a Galois extension with $\Char K=0$, and let $E/L$ be 
an elliptic curve. Suppose that for all $\sigma\in{}G=\gal(L/K)$,
$\presup{\sigma}E\isom E$ over $L$. Conclude that there is 
an elliptic curve $E_0/K$ such that $E_0\isom E$ over $L$. 
The conclusion may fail to hold if $L$ is a finite extension
of $K$, but the exercise is true when $L=\overline{K}$. First we
give a descent argument which holds when $L=\overline{K}$ and
then give a counterexample to the more general statement.

For $g,h\in{}G=\gal(L/K)$ we define an automorphism 
$c(g,h)\in\aut E=\{\pm 1\}$. Choose for every $g\in\gal(L/K)$ some
isomorphism $$\lambda_g:\presup{g}E\iso E.$$
If the $\lambda_g$ were to all satisfy the compatibility criterion
$\lambda_{gh}=\lambda_g\circ\presup{g}\lambda_h$ then by
descent theory we could find a $K$-structure on $E$, that
is a model for $E$ defined over $K$ and isomorphic to $E$ over $L$.
Define $c(g,h)$ by $c(g,h)\lambda_{gh}=\lambda_{g}\circ\presup{g}\lambda_h$
so $c(g,h)$ measures how much the $\lambda_g$ fail to satisfy
the compatibility criterion. Since $c(g,h)$ is a cocycle it defines 
an elements of $H^2(G,\{\pm 1\})$. We want to know that this element
is trivial. 
When $L=\overline{K}$, the map
$H^2(G,\{\pm 1\})\into H^2(G,L^{*})$ is injective.  To see this first
consider the exact sequence
$$0\into\{\pm 1\}\into\overline{K}^{*}\xrightarrow{2}\overline{K}^{*}\into 0$$
where $2:\overline{K}^{*}\into\overline{K}^{*}$ is the squaring map. 
Taking cohomology yields an exact sequence
$$H^1(G,\overline{K}^{*})\into{}H^2(G,\{\pm 1\})
By Hilbert's theorem 90 (\cite{serre3} Ch. X, Prop. 2), 
$H^1(G,\{\pm 1\})=0$. Thus we have an exact sequence
$$0\into H^2(G,\{\pm 1\})\into H^2(G,\overline{K}^{*})[2]\into 0.$$ 
Thus $H^2(G,\{\pm 1\})$ naturally sits inside $H^2(G,L^*)$.

To finish Ribet does something with differentials and 
$H^0(\presup{g}E,\Omega^1)$ which I don't understand.

The counterexample in the case when $L/K$ is finite was
provided by Kevin Buzzard\index{Buzzard} (who said Coates gave it
to him). Let $L=\Q(i)$, $K=\Q$ and $E$ be the elliptic curve
with Weirstrass equation $iy^2=x^3+x+1$. Then $E$ is
isomorphic to its conjugate over $L$ but one can show directly
that $E$ has no model over $\Q$.  

%% Big mystery: Today Gal(F_N/F_1)=GL2, whereas before it was SL_2.
%% Solution: Today we are over Q, before we were over C!

\section{Action of $\GL_2$}

Let $N>3$ be an integer and $E/\Q(j)$ an elliptic curve
with $j$-invariant $j(E)=j$. Then there is a Galois extension
\sF_N=\Q(j)(E[N]/\{\pm 1\})\\
with Galois group
$\GL_2(\Z/N\Z)/\{\pm 1\}$.
Think of $\Q(j)(E[N]/\{\pm 1\}$ as the field obtained
from $\Q(j)$ by adjoining the $x$-coordinates of the $N$-torsion
points of $E$. Note that this situation differs from the previous
situation in that the base field $\C$ has been replaced by $\Q$.

Consider $$\sF=\bigcup_{N}\sF_N$$
which corresponds to a projective system of modular curves
\index{modular curves}. 
Let $\A_f$ be the ring of finite ad\`{e}les, thus
$\A_f$ can be thought of as 
$$\{(x_p):x_p\in\Z_p \text{ for almost all $p$}\}.$$
The group $\GL_2(\A_f)$ acts on $\sF$.  
To understand what this action is we first consider the subgroup
of $\GL_2(\A_f)$. 

It can be shown that 
$$\sF=\Q(f_{N,(r,s)} : (r,s)\in(\Z/N\Z)^2-\{(0,0)\}, N\geq{}1)$$
where $f_{N,(r,s)}$ is a function 
$$f_{N,(r,s)}:\H\into\C: \quad \tau\mapsto\frac{g_2(\tau)}{g_3(\tau)}
We define the action of $\GL_2(\hat{\Z})$ on $\sF$ as follows.
Let $g\in\GL_2(\hat{\Z})$, then to give the action of $g$ on
$f_{N,(r,s)}$ first map $g$ into $\GL_2(\Z/N\Z)$ via the natural
reduction map, then note that $\GL_2(\Z/N\Z)$ acts on $f_{N,(r,s)}$ by

Let $E$ be an elliptic curve. Then the universal Tate module is
There is an isomorphism $\alpha:\hat{\Z}^2\iso T(E)$. 
Via right composition $\GL_2(\hat{\Z})$ acts on the collection of 
all such isomorphism $\alpha$. So $\GL_2(\hat{\Z})$ acts naturally
on pairs $(E,\alpha)$ but the action does nothing to $E$. One of
the first important things we must do in understanding the construction
of things like Shimura\index{Shimura variety} varieties is to free ourselves and allow 
$\GL_2(\hat{\Z})$ to act on the $E$'s as well.

(thus $g$ has positive determinent). 
Let $\tau\in\H$ and let $E=E_{\tau}$ be the elliptic curve determined
by the lattice $L_{\tau}=\Z+\Z\tau$. Let 
be the isomorphism defined by $\tau \mapsto(1,0)$ and
$1\mapsto (0,1)$.
Now view $\alpha=\alpha_{\tau}$ as a map
$$\alpha:\Z^2\iso H_1(E(\C),\Z).$$
Tensoring with $\Q$ then gives another map (also denoted $\alpha$)
$$\alpha:\Q^2\iso H_1(E,\Q).$$ 
Then $\alpha\circ g$ is another isomorphism 
$$\Q^2\xrightarrow{\alpha\circ g} H_1(E,\Q)$$
which induces an isomorphim $\Z^2\iso{}L'\subset H_1(E,\Q)$
where $L'$ is a lattice.
There exists an elliptic curve $E'/\C$ and a map
$\lambda\in\Hom(E',E)\tensor\Q$ which induces a map (also denoted $\lambda$)
$$\lambda:H_1(E',\Z)\iso L'\subset H_1(E,\Q)$$
on homology groups.

Now we can define an action on pairs $(E,\alpha)$ by sending
$(E,\alpha)$ to $(E',\alpha')$. Here $\alpha'$ is the map
$\alpha':\Z^2\into H_1(E^1,\Z)$ given by the composition

In more concrete terms the action is
$$g:(E_{\tau},\alpha_{\tau})\mapsto (E_{\tau}',\alpha_{\tau}')$$
where $\tau'=g\tau=\frac{a\tau+b}{c\tau+d}.$

%% 2/24/96

\chapter{Hecke Operators as Correspondences}
\section{Some Philosophy}
We are studying modular forms over $\C$ and more generally over
subrings $R$ of $\C$. The Hecke algebras occur naturally as operators
on various spaces of modular forms. We are aiming for an arithmetic 
perspective. One way is to study the arithmetic of cusp forms of
weight 2 for congruence subgroups like $\Gamma_0(N)$ or $\Gamma_1(N)$.
These cusp forms correspond to differentials on the modular 
curves\index{modular curves}
$X_0(N)$ and $X_1(N)$. We have constructed models for each of
these over $\Q$.  

When $N'|N$ there is a natural map $X(N)\into{}X(N')$. Thus 
we get a tower of curves and a corresponding tower of number fields.
Taking limits gives a curve $X=\varprojlim{}X(N)$ and a corresponding
field $\sF=\varinjlim{}\sF_N$.

There is an action of $\GL_2(\A_f)$ on pairs $(E,\alpha)$. By $\A_f$ we mean
the ring of finite ad\`{e}les, which may be identified with
the restricted product $\prod_p\Q_p$. The subscript $f$,
for `finite', indicates that the infinite place is omitted. 
The full ring of ad\`{e}les is $\A=\A_f\cross\R$. 
If $g\in\GL_2(\A_f)$, then $g$ acts on pairs
$(E,\alpha)$ where $E$ is an elliptic curve and 
$$\alpha:\hat{\Z}^2\iso{}T(E)=\prod_p T_p(E).$$ 
Note that $$\A_f=\hat{\Z}\tensor_{\Z}\Q=\prod\Z_p\tensor_{\Z}\Q=\hat{\Q},$$
and $T(E)$ is free of rank $2$ over $\hat{\Z}$.
Let $$V(E)=T(E)\tensor_{\Z}\Q=\prod_{p}V_p(E)$$ where
the product is restricted and $V_p(E)=T_p(E)\tensor_{\Z_p}\Q_p$.
View $g\in\GL_2(\A_f)$ as an automorphism of $\hat{\Q}^2$.
Then $\alpha\circ g$ sends $\hat{\Z}^2\subset\hat{\Q}^2$ to
a lattice $T'\subset V(E)$. As a lemma, one shows that there is an elliptic
curve $E'$ and a canonical map $\lambda:E'\into E$ such 
that the induced map $\lambda':V(E')\iso V(E)$ is an isomorphism which  
sends $T(E')$ maps to $T'$ in $V(E)$. 
Then $g$ sends the pair $(E,\alpha)$ to 
$(E',{\lambda'}^{-1}\circ\alpha\circ g)$. 

\section{Hecke Operators as Correspondences}
Our goal is to think of Hecke operators ($T_n$, $\dbd{d}$) 
as objects defined over $\Q$. We will define the Hecke operators
as correspondences.
Let $C_1$ and $C_2$ be curves, then a {\bfseries correspondence}
$C_1\corrs{}C_2$ is a curve $C$ together with
morphisms $\alpha:C\into C_1$ and $\beta:C\into C_2$.
Giving a correspondence $C_1\corrs{}C_2$ the {\bfseries dual correspondence}
$C_2\corrs{}C_1$ is obtained by looking at the diagram in a mirror

The simplest case to consider is the modular curve
$X_0(N)$ and Hecke operator $T_p$, where $p\nd N$. 
We view $T_p$ as a correspondence $X_0(N)\corrs X_0(N)$, thus there
is a curve $C=X_0(pN)$ plus 2 maps $\alpha$ and $\beta$
The maps $\alpha$ and $\beta$ are degeneracy maps which
forget data. To define them view $X_0(N)$ as classifying 
pairs $(E,C)$ where $E$ is an elliptic curve and $C\isom\Z/N\Z$ is a
cyclic subgroup of order $N$. Similarly $X_0(pN)$ classifies
pairs $(E,G)$ where $G=C\oplus{}D\isom\Z/N\Z\oplus\Z/p\Z$ and $D$ 
is cyclic of order $p$. Then 
Now we now translate this into the language of complex analysis. 
The first map $\alpha$ corresponds to the map
induced by the inclusion $\Gamma_0(pN)\hookrightarrow\Gamma_0(N)$.
The second map $\beta$ is constructed by composing the map
with the map to $\Gamma_0(N)\backslash\H$ induced
by the inclusion
$$\Gamma_0(N) \subset

The maps $\alpha$ and $\beta$ induce maps
$$\alpha^{*},\beta^{*}: H^0(X_0(N),\Omega^1)\into
We can identify $S_2(\Gamma_0(N))$ with $H^0(X_0(N),\Omega^1$
by sending the cusp form $f(\tau)$ to the holomorphic differential
$f(\tau)d\tau$. Now we get maps 
Show that $\alpha^{*}(f)=f$ thought of as a cusp form with respect
to the smaller group $\Gamma_0(pN)$. Then show that
(Ribet was unsure whether the factor of $p$ should be there.)

\section{Generalities on Correspondences}
Let $X$, $Y$, and $C$ be curves and let $\alpha$ and $\beta$ be
nonconstant holomorphic maps so that we have the correspondence
Then we have maps
The composition $\beta_{*}\circ\alpha^{*}$ is a map
$$H^0(X,\Omega^1)\into H^0(Y,\Omega^1).$$ Switching the
roles of $X$ and $Y$ gives a map 
$$H^0(Y,\Omega^1)\into H^0(X,\Omega^1).$$

In this context we can identify $T_p$ by viewing it as the map 
and using the fact that $S_2(\Gamma_0(N))=H^0(X_0(N),\Omega^1)$.
One should recover the explicit representation
$$T_p:\sum a_n q^n\mapsto\sum a_{np}q^n+p\sum a_n q^{np}.$$

Now lets think more generally about correspondences. 
Suppose $\varphi:X\into Y$ is a map of curves. Let
$\Gamma\subset X\cross Y$ be the graph of $\varphi$. This gives
a stupid correspondence
We can reconstruct $\varphi$ since $\varphi(x)=\beta(\alpha^{-1}(x))$.

More generally suppose $\alpha:\Gamma\into X$ has degree $d\geq 1$. 
View $\alpha^{-1}(x)$ as a divisor on $\Gamma$. Then $\beta(\alpha^{-1})$
is a divisor on $Y$. We thus get a map